M•••••• N••••• L•••••

• L•• F•••••••• L•• BD affiliated current
  since Apr 30, 2024 · Fort Myers, Fl
• O•••• W•••••• I••• BD affiliated
  Jan 19, 2024 to May 2, 2024 · Fort Myers, Fl
• W••••••• F•••••••• S•••••••• I••• former
  Mar 17, 2015 to Jan 19, 2024 · Darien, Il
• L•• F•••••••• L•• BD affiliated
  Sep 22, 2005 to Mar 30, 2015 · Woodridge, Il

• O•••• W•••••• I••• to L•• F•••••••• L••
  left May 2, 2024, registered Apr 30, 2024 (-2 days) · Affiliated broker-dealer or bank to another
• W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
  left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
  left Mar 30, 2015, registered Mar 17, 2015 (-13 days) · Other · moved with a team

• M•••••• N••••• L••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-04-30)
  May 2, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address