DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E••••• M•••••••

T••••••••• L••independent RIABuda, Tx dual registrantIAPD 2720704

Chartered Financial Consultant

Feed of 09/15/2026

At current firm

3 y

since Oct 31, 2022

In the industry

30 y

since May 23, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• L•• independent RIA current
since Oct 31, 2022 · Kirkwood, Mo
A• W••••• M••••••••• L•• BD affiliated
Jul 29, 2022 to Feb 2, 2023 · Topeka, Ks
T••••••••• L•• independent RIA
Jul 1, 2022 to Jul 13, 2022 · Buda, Tx
K•••• M••••••••• former
Jul 7, 2017 to Aug 1, 2022 · Sunset Hills, Mo
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Oct 22, 2007 to Jul 12, 2017 · Plano, Tx
H•••••••• F•••••••• A••••••• G••••• I••• unclassified
May 24, 2004 to Dec 31, 2004 · Sunset Hills, Mo
A••••••• G•••••• S••••••••• I••••••••• unclassified
Dec 5, 2002 to Oct 23, 2007 · Festus, Mo

Moves

a registration end followed by a registration begin elsewhere

A• W••••• M••••••••• L•• to T••••••••• L••
left Feb 2, 2023, registered Oct 31, 2022 (-94 days) · Affiliated broker-dealer or bank to independent RIA
K•••• M••••••••• to T••••••••• L••
left Aug 1, 2022, registered Jul 1, 2022 (-31 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
T••••••••• L•• to A• W••••• M••••••••• L••
left Jul 13, 2022, registered Jul 29, 2022 (16 days) · RIA to affiliated broker-dealer or bank · moved with a team
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to K•••• M•••••••••
left Jul 12, 2017, registered Jul 7, 2017 (-5 days) · Other
A••••••• G•••••• S••••••••• I••••••••• to H•••••••• F•••••••• A••••••• G••••• I•••
left Oct 23, 2007, registered May 24, 2004 (-1247 days) · Other
H•••••••• F•••••••• A••••••• G••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Dec 31, 2004, registered Oct 22, 2007 (1025 days) · Other

Signals

J••• E••••• M••••••• left A• W••••• M••••••••• L•• for T••••••••• L•• (registered 2022-10-31)
Feb 2, 2023 · Advisor changed firm · fact
J••• E••••• M••••••• left K•••• M••••••••• for T••••••••• L•• (registered 2022-07-01)
Aug 1, 2022 · Advisor changed firm · fact
J••• E••••• M••••••• left T••••••••• L•• for A• W••••• M••••••••• L•• (registered 2022-07-29)
Jul 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address