RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• C••••• D••••••••
- L•• F•••••••• L•• BD affiliated currentsince May 21, 2025 · Stoughton, Ma
- O•••• I••••••••• I••• BD affiliatedJan 22, 2018 to May 22, 2025 · Braintree, Ma
- L•• F•••••••• L•• BD affiliatedMay 23, 2011 to Jan 25, 2018 · Braintree, Ma
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 20, 2006 to Dec 31, 2007 · Lansdale, Pa
- L•• F•••••••• L•• BD affiliatedNov 9, 2005 to Sep 14, 2006 · Holliston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 19, 2003 to Oct 21, 2004 · Rockland, Ma
- O•••• I••••••••• I••• to L•• F•••••••• L••left May 22, 2025, registered May 21, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to O•••• I••••••••• I•••left Jan 25, 2018, registered Jan 22, 2018 (-3 days) · Other
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Dec 31, 2007, registered May 23, 2011 (1239 days) · Other
- L•• F•••••••• L•• to V••• F•••••••• A•••••••• I•••left Sep 14, 2006, registered Sep 20, 2006 (6 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Oct 21, 2004, registered Nov 9, 2005 (384 days) · Other
- P•••••• C••••• D•••••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2025-05-21)May 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address