RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• I•••• C••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Solon, Oh
- C••••• A••••••• L•• formerAug 3, 2012 to Apr 16, 2021 · Solon, Oh
- C••••• A•••••• N••••••• L•• formerDec 7, 2006 to Aug 2, 2012 · Seven Hills, Oh
- T•• C•••••• E••••• G••••• L•• unclassifiedJan 16, 2003 to Dec 6, 2006 · Solon, Oh
- C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Apr 16, 2021, registered Jun 29, 2023 (804 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••••• A••••••• L••left Aug 2, 2012, registered Aug 3, 2012 (1 days) · channel change inside one enterprise, not a move
- T•• C•••••• E••••• G••••• L•• to C••••• A•••••• N••••••• L••left Dec 6, 2006, registered Dec 7, 2006 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address