A••••• Z•••••••

M••••• S••••••wirehouseGrosse Pointe Farms, Midual registrantIAPD 2722974

Feed of 09/14/2026

Also filed as A••••• K••••••••• D••••••••• Z•••••••

At current firm

0 y

since Apr 16, 2026

In the industry

30 y

since Jan 1, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Apr 16, 2026 · Grosse Pointe Farms, Mi
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 3, 2023 to Apr 23, 2026 · Grosse Pointe Woods, Mi
C••••••• S••••••••• former
Dec 2, 2008 to Nov 3, 2023 · Grosse Pointe Woods, Mi

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••
left Apr 23, 2026, registered Apr 16, 2026 (-7 days) · Affiliated broker-dealer or bank to wirehouse
C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Apr 23, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address