RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••• M•••• P•••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Sep 29, 2025 · Westlake, Tx
- 1•• G••••• A••••••• I•• formerNov 19, 2012 to Mar 29, 2018 · Dallas, Tx
- C•••• I••••••••• S••••••• C•••• formerJan 3, 2007 to Jan 4, 2010 · Southlake, Tx
- A••••••• A•••• M••••••••• I••• mixed wealthOct 25, 2004 to Dec 15, 2006 · San Antonio, Tx
- 1•• G••••• A••••••• I•• to S••••• W••••• A•••••••• I•••left Mar 29, 2018, registered Sep 29, 2025 (2741 days) · Other
- C•••• I••••••••• S••••••• C•••• to 1•• G••••• A••••••• I••left Jan 4, 2010, registered Nov 19, 2012 (1050 days) · Other
- A••••••• A•••• M••••••••• I••• to C•••• I••••••••• S••••••• C••••left Dec 15, 2006, registered Jan 3, 2007 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address