D•••• W••••••• G••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Mar 31, 2021 · Pittsford, Ny
• M•• S••••••••• I••• unclassified
  Feb 26, 2013 to Dec 8, 2017 · Cheektowaga, Ny
• A••••••••• L••• other
  Dec 15, 2003 to Jan 14, 2005 · New York, Ny
• Q•••• • R•••••• I••• unclassified
  Sep 9, 2002 to Sep 11, 2003 · Forest Hills, Ny

• M•• S••••••••• I••• to C••••• I••••••••• A••••••• L••
  left Dec 8, 2017, registered Mar 31, 2021 (1209 days) · Other
• A••••••••• L••• to M•• S••••••••• I•••
  left Jan 14, 2005, registered Feb 26, 2013 (2965 days) · Other
• Q•••• • R•••••• I••• to A••••••••• L•••
  left Sep 11, 2003, registered Dec 15, 2003 (95 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address