RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• M•••••• C•••••••
- A••••••••• I••••••••• A••••••• mixed wealth currentsince Apr 4, 2023 · Moon Township, Pa
- L•• F•••••••• L•• BD affiliatedJun 8, 2017 to Apr 24, 2023 · Pittsburgh, Pa
- P•••••• A•••••• G••••• L•• BD affiliatedJun 8, 2015 to Apr 10, 2023 · Pittsburgh, Pa
- I••••• F•••••••• C••••••••• formerMar 9, 2009 to Jun 8, 2015 · Pittsburgh, Pa
- A••••••• A••••••• S••••••• formerNov 8, 2007 to Mar 5, 2009 · Pittsburgh, Pa
- L•• F•••••••• L•• to A••••••••• I••••••••• A•••••••left Apr 24, 2023, registered Apr 4, 2023 (-20 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••• A•••••• G••••• L•• to L•• F•••••••• L••left Apr 10, 2023, registered Jun 8, 2017 (-2132 days) · Other
- I••••• F•••••••• C••••••••• to P•••••• A•••••• G••••• L••left Jun 8, 2015, registered Jun 8, 2015 (0 days) · Other · moved with a team
- A••••••• A••••••• S••••••• to I••••• F•••••••• C•••••••••left Mar 5, 2009, registered Mar 9, 2009 (4 days) · Other
- G••• M•••••• C••••••• left L•• F•••••••• L•• for A••••••••• I••••••••• A••••••• (registered 2023-04-04)Apr 24, 2023 · a•••••• firm change · fact
- G••• M•••••• C••••••• left P•••••• A•••••• G••••• L•• for L•• F•••••••• L•• (registered 2017-06-08)Apr 10, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address