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Registered advisor
M••• L•••• D••••
Feed of 09/18/2026
Also filed as M••• L•••• D••••
At current firm
4 y
since Oct 14, 2021
In the industry
30 y
since Aug 9, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 30, 2026 · Alto, Mi
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Oct 14, 2021 · Byron Center, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Oct 13, 2021 · Kalamazoo, Mi
- C••••• I••••••••• S••••••• L•• formerAug 25, 2009 to Jan 21, 2014 · Kalamazoo, Mi
- N•••••• I••••••••• I••• unclassifiedJan 9, 2008 to Jul 31, 2008 · Grand Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to H••••••••• F•••••••• A•••••••left Oct 13, 2021, registered Oct 14, 2021 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- N•••••• I••••••••• I••• to C••••• I••••••••• S••••••• L••left Jul 31, 2008, registered Aug 25, 2009 (390 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address