RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Jan 2, 2015 · Colorado Springs, Co
- O••••••••• institutionalDec 2, 2014 to Dec 31, 2014 · Littleton, Co
- G••••• R••••••••• P••••••• L•• institutionalSep 23, 2014 to Jan 9, 2015 · Littleton, Ca
- F•••••••• T••••••• I••• formerAug 30, 2012 to Nov 17, 2014 · San Rafael, Ca
- I••••••••• M••••••••• C••••••••• L••• formerAug 20, 2012 to Apr 13, 2015 · Littleton, Co
- M•••••• • N••••• A•••••••• L•• mixed wealthFeb 11, 2010 to Jul 19, 2012 · Larkspur, Co
- M•••••• • N••••• A••••••• A•••••••• C••••••• L•• formerMar 1, 2007 to Jul 19, 2012 · Sedalia, Co
- A••••••• A•••• M••••••••• I••• mixed wealthMar 22, 2006 to Feb 6, 2007 · Monument, Co
- P••• I••••••••• L•• asset managerJan 5, 2001 to Feb 15, 2007 · Sedalia, Co
- I••••••••• M••••••••• C••••••••• L••• to F•••••••• T••••••• I•••left Apr 13, 2015, registered Aug 30, 2012 (-956 days) · Other
- G••••• R••••••••• P••••••• L•• to O•••••••••left Jan 9, 2015, registered Dec 2, 2014 (-38 days) · Other
- F•••••••• T••••••• I••• to G••••• R••••••••• P••••••• L••left Nov 17, 2014, registered Sep 23, 2014 (-55 days) · Other
- M•••••• • N••••• A•••••••• L•• to I••••••••• M••••••••• C••••••••• L•••left Jul 19, 2012, registered Aug 20, 2012 (32 days) · Other
- M•••••• • N••••• A••••••• A•••••••• C••••••• L•• to M•••••• • N••••• A•••••••• L••left Jul 19, 2012, registered Feb 11, 2010 (-889 days) · Other
- P••• I••••••••• L•• to A••••••• A•••• M••••••••• I•••left Feb 15, 2007, registered Mar 22, 2006 (-330 days) · Other
- A••••••• A•••• M••••••••• I••• to M•••••• • N••••• A••••••• A•••••••• C••••••• L••left Feb 6, 2007, registered Mar 1, 2007 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address