DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• E• O••

C••••• I••••••••• A••••••• L••BD affiliatedSchaumburg, Ildual registrantIAPD 2732248

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as B•••• Edward Orr

At current firm

1 y

since Sep 5, 2025

In the industry

30 y

since Apr 12, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Schaumburg, Il
A•••••• A••••••• S••••••• former
Mar 10, 2025 to Sep 5, 2025 · Lee'S Summit, Mo
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 2, 2024 to Aug 22, 2024 · Topeka, Ks
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 9, 2022 to Dec 4, 2023 · Lees Summit, Mo
P•• A••••••• independent RIA
Feb 18, 2020 to Dec 9, 2021 · Lee'S Summit, Mo
B•••••• L••• A••••••• S•••••••• I••• BD affiliated
Mar 11, 2019 to Aug 28, 2019 · Lee'S Summit, Mo
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 2, 2018 to Feb 19, 2019 · Lees Summit, Mo
I••••• F•••••••• C••••••••• former
Jul 24, 2013 to Dec 31, 2017 · Lees Summit, Mo
W••••• S••••• S••••••••• I••• former
Jun 21, 2010 to Jul 24, 2013 · Lees Summit, Mo
N•• A•••••• S•••••••• L•• former
Mar 3, 2010 to Jun 21, 2010 · Lee'S Summit, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Nov 13, 2009 · Boston, Ma
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Apr 3, 2006 to Oct 23, 2009 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
C••••• I••••••••• A••••••• L•• to A•••••• A••••••• S•••••••
left Aug 22, 2024, registered Mar 10, 2025 (200 days) · Affiliated broker-dealer or bank to another
P•• A••••••• to C••••• I••••••••• A••••••• L••
left Dec 9, 2021, registered Feb 9, 2022 (62 days) · RIA to affiliated broker-dealer or bank
B•••••• L••• A••••••• S•••••••• I••• to P•• A•••••••
left Aug 28, 2019, registered Feb 18, 2020 (174 days) · Affiliated broker-dealer or bank to independent RIA
C••••• I••••••••• A••••••• L•• to B•••••• L••• A••••••• S•••••••• I•••
left Feb 19, 2019, registered Mar 11, 2019 (20 days) · Affiliated broker-dealer or bank to another
I••••• F•••••••• C••••••••• to C••••• I••••••••• A••••••• L••
left Dec 31, 2017, registered Jan 2, 2018 (2 days) · Other · moved with a team
W••••• S••••• S••••••••• I••• to I••••• F•••••••• C•••••••••
left Jul 24, 2013, registered Jul 24, 2013 (0 days) · Other
N•• A•••••• S•••••••• L•• to W••••• S••••• S••••••••• I•••
left Jun 21, 2010, registered Jun 21, 2010 (0 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•• A•••••• S•••••••• L••
left Nov 13, 2009, registered Mar 3, 2010 (110 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move

Signals

B•••• E• O•• left C••••• I••••••••• A••••••• L•• for A•••••• A••••••• S••••••• (registered 2025-03-10)
Aug 22, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address