DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Jay Ohanian
Feed of 09/15/2026
Also filed as David J Ohanian
At current firm
8 y
since Dec 5, 2017
In the industry
30 y
since May 3, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- RBC Securities, Inc. BD affiliated currentsince Dec 5, 2017 · Beverly Hills, Ca
- U.S. Bancorp Advisors, LLC BD affiliatedDec 3, 2013 to Nov 28, 2017 · San Diego, Ca
- Comerica Securities formerOct 15, 2009 to Nov 6, 2013 · San Diego, Ca
- Wells Fargo Advisors wirehouseJun 3, 2008 to Aug 11, 2009 · Los Angeles, Ca
- Banc Of America Investment Services, Inc. unclassifiedJul 12, 2002 to Feb 22, 2008 · San Ysidro, Ca
- Morgan Stanley Dw Inc. unclassifiedJan 25, 1999 to Jul 8, 2002 · Visalia, Ca
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Advisors, LLC to RBC Securities, Inc.left Nov 28, 2017, registered Dec 5, 2017 (7 days) · Other · moved with a team
- Comerica Securities to U.S. Bancorp Advisors, LLCleft Nov 6, 2013, registered Dec 3, 2013 (27 days) · Other
- Wells Fargo Advisors to Comerica Securitiesleft Aug 11, 2009, registered Oct 15, 2009 (65 days) · Other
- Banc Of America Investment Services, Inc. to Wells Fargo Advisorsleft Feb 22, 2008, registered Jun 3, 2008 (102 days) · Other
- Morgan Stanley Dw Inc. to Banc Of America Investment Services, Inc.left Jul 8, 2002, registered Jul 12, 2002 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address