RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• D•••• W•••••
- W••••••••• I••••••••• M••••••••• L•• independent RIA currentsince Aug 22, 2022 · Omaha, Ne
- W••••••••• P••••••• independent RIAJan 10, 2020 to Aug 17, 2022 · Omaha, Ne
- W••••••••• P••••••• formerFeb 16, 2018 to Jul 10, 2020 · Wilmington, De
- L•• F•••••••• L•• BD affiliatedOct 25, 2000 to Feb 8, 2018 · Wilmington, De
- W••••••••• P••••••• to W••••••••• I••••••••• M••••••••• L••left Aug 17, 2022, registered Aug 22, 2022 (5 days) · RIA to RIA
- W••••••••• P••••••• to W••••••••• P•••••••left Jul 10, 2020, registered Jan 10, 2020 (-182 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to W••••••••• P•••••••left Feb 8, 2018, registered Feb 16, 2018 (8 days) · RIA to RIA
- W•••• D•••• W••••• left W••••••••• P••••••• for W••••••••• I••••••••• M••••••••• L•• (registered 2022-08-22)Aug 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address