RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C• G•••••••
- G••••••• G••••• I•• independent RIA currentsince Apr 14, 2025 · Lafayette, Ca
- G••••••• G••••• I•• independent RIAAug 2, 2019 to Dec 31, 2024 · Lafayette, Ca
- 4••• M••••••• L•• formerFeb 6, 2015 to Dec 31, 2018 · Lafayette, Ca
- G••••••• G••••• I•• independent RIASep 3, 2013 to Aug 2, 2019 · Lafayette, Ca
- I•••••••• A•••••••• L•• BD affiliatedFeb 9, 2011 to Feb 11, 2011 · Lafayette, Ca
- G••••••• G••••• I•• independent RIAMay 9, 2007 to Dec 31, 2011 · Lafayette, Ca
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMay 20, 2005 to Sep 12, 2007 · Lafayette, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 15, 1999 to Jun 8, 2005 · Pleasanton, Ca
- G••••••• G••••• I•• to 4••• M••••••• L••left Aug 2, 2019, registered Feb 6, 2015 (-1638 days) · Other · moved with a team
- 4••• M••••••• L•• to G••••••• G••••• I••left Dec 31, 2018, registered Aug 2, 2019 (214 days) · RIA to RIA · moved with a team
- G••••••• G••••• I•• to I•••••••• A•••••••• L••left Dec 31, 2011, registered Feb 9, 2011 (-325 days) · Other
- I•••••••• A•••••••• L•• to G••••••• G••••• I••left Feb 11, 2011, registered Sep 3, 2013 (935 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to G••••••• G••••• I••left Sep 12, 2007, registered May 9, 2007 (-126 days) · Other
- C•••••••• G••••• M•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 8, 2005, registered May 20, 2005 (-19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address