R••••• J•• R••••

• O•••• W•••••• I••• BD affiliated current
  since Sep 1, 2023 · Fort Lauderdale, Fl
• S•••••••• F••••••••• I••• former
  May 29, 2019 to Sep 1, 2023 · Fort Lauderdale, Fl
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to May 28, 2019 · Fort Lauderdale, Fl
• M•• F•••••••• S•••••••• I••• former
  Mar 22, 2010 to Mar 25, 2017 · Fort Lauderdale, Fl
• E•••••••• A•••••••• L•• national BD
  Jul 6, 2006 to Nov 19, 2009 · Boca Raton, Fl
• S••••••• I••••••••• I••• former
  Jun 5, 2003 to Jul 31, 2006 · Boca Raton, Fl

• S•••••••• F••••••••• I••• to O•••• W•••••• I•••
  left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to S•••••••• F••••••••• I•••
  left May 28, 2019, registered May 29, 2019 (1 days) · Affiliated broker-dealer or bank to another
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
• E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••
  left Nov 19, 2009, registered Mar 22, 2010 (123 days) · Other
• S••••••• I••••••••• I••• to E•••••••• A•••••••• L••
  left Jul 31, 2006, registered Jul 6, 2006 (-25 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address