DFX Intelligence
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Registered advisor
E••• W•••• H•••••
Feed of 09/14/2026
Also filed as E••• H••••••••• W• H••••••••• H•••••
At current firm
7 y
since Oct 30, 2018
In the industry
30 y
since Jun 21, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Oct 30, 2018 · N Little Rock, Ar
- A• G• E•••••• • S•••• I••• unclassifiedOct 16, 2000 to Jul 5, 2002 · Stillwater, Ok
Moves
a registration end followed by a registration begin elsewhere
- A• G• E•••••• • S•••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Jul 5, 2002, registered Oct 30, 2018 (5961 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address