DFX Intelligence
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Registered advisor
R•••••• L••• S•••••••
Feed of 09/15/2026
Also filed as Rachael Lynn Minear
At current firm
7 y
since Jun 6, 2019
In the industry
29 y
since Mar 3, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••••••••• S••••••••• C••••••••• independent RIA currentsince Jun 6, 2019 · Carpinteria, Ca
- R•••••• J•••• • A••••••••• I••• national BDNov 13, 2013 to Apr 5, 2018 · Greenwood, In
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 4, 2008 to Nov 15, 2013 · Greenwood, In
- C•••• I••••••••• S••••••• C•••• formerJun 21, 2007 to Feb 4, 2008 · Indianapolis, In
- O•• I••••••••• S•••••••• I••• unclassifiedJul 28, 2003 to Sep 29, 2005 · Evansville, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to P••••••••• S••••••••• C•••••••••left Apr 5, 2018, registered Jun 6, 2019 (427 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• T•••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Nov 15, 2013, registered Nov 13, 2013 (-2 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left Feb 4, 2008, registered Feb 4, 2008 (0 days) · Other
- O•• I••••••••• S•••••••• I••• to C•••• I••••••••• S••••••• C••••left Sep 29, 2005, registered Jun 21, 2007 (630 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address