RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• L••• H••••
- H••••••• R••••••••• A•••••••• L•• independent RIA currentsince Oct 4, 2012 · Colleyville, Tx
- B•• F•••••••• G••••• L•• formerJan 19, 2010 to Oct 12, 2012 · Hurst, Tx
- R•••••• J•••• • A••••••••• I••• national BDSep 9, 2004 to Jan 18, 2008 · Fort Worth, Tx
- U•• F•••••••• S••••••• I••• wirehouseMay 4, 2001 to Sep 30, 2004 · Hurst, Tx
- B•• F•••••••• G••••• L•• to H••••••• R••••••••• A•••••••• L••left Oct 12, 2012, registered Oct 4, 2012 (-8 days) · Other
- R•••••• J•••• • A••••••••• I••• to B•• F•••••••• G••••• L••left Jan 18, 2008, registered Jan 19, 2010 (732 days) · Other
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 30, 2004, registered Sep 9, 2004 (-21 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address