DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H••••••• R••••••••• A•••••••• L••
Legal name H•••• R••••••••• A•••••••• L••
Latest filing Mar 8, 2026
First filing on the tape Apr 19, 2018 · 15 filings
SEC status approved since May 22, 2018
RAUM
$351M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$317M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$117M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$351M as of Mar 8, 2026
Mar 28, 2019$122M then
HNW client RAUM$215M as of Mar 8, 2026
Mar 28, 2019$85.1M then
State-registered IARs (5.B.3)3 as of Mar 8, 2026
Mar 28, 20193 then
Employees (5.A)3 as of Mar 8, 2026
Mar 28, 20195 then
Private funds: no history
RAUM +24% over the last fiscal year+25% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $117MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 115derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$215M61%
- Individuals$102M29%
- Charitable organizations$19.3M5.5%
- Pension and profit-sharing plans$14.6M4.2%
- Individual clients
- 247reported
- HNW clients
- 98reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 349reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• L••• H••••Certified Financial Planner, Chartered Financial Analyst | Colleyville, Tx | Oct 4, 2012 | 30 y | 3 |
| T••••• W••••• H••••••• | Colleyville, Tx | Oct 5, 2012 | 38 y | 1 |
| C••••• E••••• P•••••• | Colleyville, Tx | Mar 26, 2024 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• W••••• H••••••• from B•• F•••••••• G••••• L••Oct 5, 2012 · Other
- G•••••• L••• H•••• from B•• F•••••••• G••••• L••Oct 4, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• G••••••• L••• · President And Chief Compliance Officercontrolsince 08/2012 · owns 75% or more
Related persons
Schedule D 7.A
- H••••••• R••••••••• A•••••••• L••investment adviseryRAUM $351M
- H••••••• R••••••••• A•••••••• L••investment adviseryRAUM $351M
Advisers that list H••••••• R••••••••• A•••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Colleyville, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 8, 2026accounts (Item 5.F.2.f) moved from 1,062.0 to 349.0 (-67.0%) between the annual amendments of 2025-03-25 and 2026-03-08; the peer median change was +5.0% (3687 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 1.3% percentile
What changed
consecutive filings, newest first
- Accounts · 1,062 to 349May 27, 2025 to Mar 8, 2026
- Advisory employees · 4 to 3May 27, 2025 to Mar 8, 2026
- HNW clients · 89 to 98May 27, 2025 to Mar 8, 2026
- Individual clients · 245 to 247May 27, 2025 to Mar 8, 2026
- Employees · 6 to 3May 27, 2025 to Mar 8, 2026
- State-registered IARs · 4 to 3May 27, 2025 to Mar 8, 2026
- Discretionary RAUM · $284M to $351MMay 27, 2025 to Mar 8, 2026
- HNW RAUM · $208M to $215MMay 27, 2025 to Mar 8, 2026
- Individual RAUM · $75.4M to $102MMay 27, 2025 to Mar 8, 2026
- Pension RAUM · $0 to $14.6MMay 27, 2025 to Mar 8, 2026
- RAUM · $284M to $351MMay 27, 2025 to Mar 8, 2026
- Financial planning clients · 0 to 0Mar 25, 2025 to May 27, 2025
- Accounts · 1,400 to 1,062Mar 27, 2024 to Mar 25, 2025
- HNW clients · 91 to 89Mar 27, 2024 to Mar 25, 2025
- Individual clients · 238 to 245Mar 27, 2024 to Mar 25, 2025
- Employees · 5 to 6Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $195M to $284MMar 27, 2024 to Mar 25, 2025
- HNW RAUM · $147M to $208MMar 27, 2024 to Mar 25, 2025
- Individual RAUM · $47.3M to $75.4MMar 27, 2024 to Mar 25, 2025
- RAUM · $195M to $284MMar 27, 2024 to Mar 25, 2025
- Accounts · 948 to 1,400Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 3 to 4Mar 29, 2023 to Mar 27, 2024
- HNW clients · 84 to 91Mar 29, 2023 to Mar 27, 2024
- Individual clients · 235 to 238Mar 29, 2023 to Mar 27, 2024
- Financial planning clients · 1-10 to 0Mar 29, 2023 to Mar 27, 2024
- State-registered IARs · 3 to 4Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $180M to $195MMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $135M to $147MMar 29, 2023 to Mar 27, 2024
- Individual RAUM · $45.0M to $47.3MMar 29, 2023 to Mar 27, 2024
- RAUM · $180M to $195MMar 29, 2023 to Mar 27, 2024
- Accounts · 323 to 948Mar 31, 2022 to Mar 29, 2023
- Advisory activities · 3 to 4Mar 31, 2022 to Mar 29, 2023
- HNW clients · 82 to 84Mar 31, 2022 to Mar 29, 2023
- Individual clients · 241 to 235Mar 31, 2022 to Mar 29, 2023
- Other offices · 1 to 0Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $192M to $180MMar 31, 2022 to Mar 29, 2023
- HNW RAUM · $140M to $135MMar 31, 2022 to Mar 29, 2023
- Individual RAUM · $51.5M to $45.0MMar 31, 2022 to Mar 29, 2023
- RAUM · $192M to $180MMar 31, 2022 to Mar 29, 2023
- Accounts · 806 to 323Mar 30, 2021 to Mar 31, 2022
Signals
1 dated events
- H••••••• R••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Apr 19, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 817-503-0100reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 817-622-8081reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••-RETIREMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-503-0100reportedpublic record, Form ADV, Mar 8, 2026
- Team page
- h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $117Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026