RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••••• G••••• M••
- B•• P•••••••• I••• BD affiliated currentsince Oct 15, 2024 · Northbrook, Il
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated currentsince Nov 5, 2010 · Northbrook, Il
- B••••• I••••••••• A••••••• L•• unclassifiedMay 1, 2009 to Nov 5, 2010 · Chicago, Il
- W••••••• F•••••••• S•••••••• I••• formerOct 4, 2004 to Apr 30, 2009 · North Brook, Il
- B••••• I••••••••• A••••••• L•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Nov 5, 2010, registered Nov 5, 2010 (0 days) · Other
- W••••••• F•••••••• S•••••••• I••• to B••••• I••••••••• A••••••• L••left Apr 30, 2009, registered May 1, 2009 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address