RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••• M•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 16, 2016 · Garden City, Ny
- P••••••• C•••••• S•••••••• I••• independent RIAJun 5, 2008 to Dec 9, 2016 · Hauppauge, Ny
- P••••••• C•••••• S•••••••• I••• independent RIAJun 3, 2008 to Jun 5, 2008 · Hauppauge, Ny
- L•••••••• T••••••• A•••• M••••••••• I•• otherAug 4, 2004 to Jun 18, 2008 · Melville, Ny
- P••••••• C•••••• S•••••••• I••• to J••• M••••• S••••••••• L••left Dec 9, 2016, registered Nov 16, 2016 (-23 days) · Other
- L•••••••• T••••••• A•••• M••••••••• I•• to P••••••• C•••••• S•••••••• I•••left Jun 18, 2008, registered Jun 3, 2008 (-15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address