DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• R•••••• P••••

C••••• I••••••••• A•••••••independent RIABoston, MaIA-onlyIAPD 2747385

Feed of 09/14/2026

At current firm

0 y

since Nov 26, 2025

In the industry

25 y

since Sep 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• independent RIA current
since Nov 26, 2025 · Boston, Ma
L••••• B•••• • A••••••••• I••• former
Jul 27, 2021 to Nov 15, 2023 · Boston, Ma
B• R•••• W••••• A•••••••• I••• BD affiliated
Mar 24, 2021 to Jun 22, 2021 · Boston, Ma
W•••••• W••••• M••••••••• L•• former
Jan 5, 2018 to Jun 7, 2021 · Boston, Ma
W••••••• E•••• • C••••••• I••• former
Apr 25, 2017 to Apr 13, 2021 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

L••••• B•••• • A••••••••• I••• to C••••• I••••••••• A•••••••
left Nov 15, 2023, registered Nov 26, 2025 (742 days) · RIA to RIA · moved with a team
B• R•••• W••••• A•••••••• I••• to L••••• B•••• • A••••••••• I•••
left Jun 22, 2021, registered Jul 27, 2021 (35 days) · Affiliated broker-dealer or bank to independent RIA
W•••••• W••••• M••••••••• L•• to B• R•••• W••••• A•••••••• I•••
left Jun 7, 2021, registered Mar 24, 2021 (-75 days) · RIA to affiliated broker-dealer or bank
W••••••• E•••• • C••••••• I••• to W•••••• W••••• M••••••••• L••
left Apr 13, 2021, registered Jan 5, 2018 (-1194 days) · channel change inside one enterprise, not a move · moved with a team

Signals

M••• R•••••• P•••• left L••••• B•••• • A••••••••• I••• for C••••• I••••••••• A••••••• (registered 2025-11-26)
Nov 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address