DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lowell Blake & Associates Inc.

Former SEC-registered adviserBoston, MassachusettsCRD 105127SEC 801-9892IAPD

Latest filing Mar 30, 2023

First filing on the tape Mar 29, 2012 · 30 filings

RAUM

$597M

reported, Item 5.F

Discretionary

91%

of RAUM

Private clients

54%

$320M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

30 filings and snapshots on the tape

RAUM$597M as of Mar 30, 2023

Mar 29, 2012$625M then

HNW client RAUM$289M as of Mar 30, 2023

Mar 15, 2018$242M then

State-registered IARs (5.B.3)6 as of Mar 30, 2023

Mar 29, 20120 then

Employees (5.A)8 as of Mar 30, 2023

Mar 27, 20139 then

Private funds1 as of Mar 15, 2018

Mar 29, 20123 then

RAUM -22% over the last fiscal year-0.6% a year over threeIARs 6 to 6

Practice profile

derived from the filing of Mar 30, 2023; every figure names its basis

RAUM per advisor: $99.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 23derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.8MderivedHNW RAUM over HNW clients
Average account: $1.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 91%derivedof RAUM
Institutional: 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -22%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -1.4%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Custody: $61,220, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$289M65%
Charitable organizations$112M25%
Individuals$30.7M7.0%
Corporations and businesses$5.0M1.1%
Pension and profit-sharing plans$2.5M0.6%
Insurance companies$2.1M0.5%

Individual clients: 61reported
HNW clients: 76reported
Pension plan clients: 2reported
Charitable clients: 22reported
Accounts: 432reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: $61,220 for 1 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

Diana Bliss Malcom to Choate Investment Advisors
Nov 15, 2023 · RIA to RIA
Jonathan Erik Mcgraw Bentley to Choate Investment Advisors
Nov 15, 2023 · RIA to RIA
Mark Richard Perry to Choate Investment Advisors
Nov 15, 2023 · RIA to RIA
Jessica C. Welch to Choate Investment Advisors
Nov 15, 2023 · RIA to RIA
James Balfour to F L Putnam Investment Management Co.
Oct 23, 2019 · RIA to RIA
Patrick Brookman Mccoy to The Financial Advisors, LLC
Nov 4, 2016 · Other
Carrie Anne Endries to Reynders, Mcveigh Capital Management, LLC
Sep 25, 2014 · Other
Charlton Nmn Reynders to Reynders, Mcveigh Capital Management, LLC
Nov 29, 2005 · Other
Patrick Johnson Mcveigh to Reynders, Mcveigh Capital Management, LLC
Nov 29, 2005 · Other
Julie Johnson Mcveigh to Northstar Asset Management, Inc
Mar 26, 2003 · Other

Joined, latest

Mark Richard Perry from B. Riley Wealth Advisors, Inc.
Jul 27, 2021 · Affiliated broker-dealer or bank to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 left for Choate Investment Advisors
Nov 15, 2023 · Boston, Ma · Firm absorbed

Teams out Teams in

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Lba Forest Stewardship Initiative LLC.no longer reported	Other Private Fund	$4.5M	37	Mar 29, 2012
Maine Farmlands, LLC.no longer reported	Other Private Fund	$842,656	29	Mar 29, 2012
Lba 2003 Vermont Timber LLC.no longer reported	Other Private Fund	$2,257	32	Mar 29, 2012

Owners and control persons

Schedule A and B, latest filing

Francine Nicole Gagliardi · Managing Director Of Operations And Chief Compliance Officercontrol
since 05/2010 · owns 25% to 50%
Bliss Diana Malcom · President, Principal And Directorcontrol
since 05/2004 · owns 25% to 50%
C. Jessica Welch · Portfolio Manager And Philanthropic Advisor Giving Coordinator
since 11/2019 · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Boston, Ma · principal	0	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 638 to 432
Jan 31, 2023 to Mar 30, 2023
Advisory employees · 6 to 5
Jan 31, 2023 to Mar 30, 2023
Charity clients · 24 to 22
Jan 31, 2023 to Mar 30, 2023
Corporate clients · unset to 2.0
Jan 31, 2023 to Mar 30, 2023
HNW clients · 84 to 76
Jan 31, 2023 to Mar 30, 2023
Individual clients · 55 to 61
Jan 31, 2023 to Mar 30, 2023
Pension plan clients · unset to 2.0
Jan 31, 2023 to Mar 30, 2023
Assets in custody · $251M to $61,220
Jan 31, 2023 to Mar 30, 2023
Employees · 9 to 8
Jan 31, 2023 to Mar 30, 2023
Financial planning clients · unset to 1-10
Jan 31, 2023 to Mar 30, 2023
Discretionary RAUM · $387M to $545M
Jan 31, 2023 to Mar 30, 2023
HNW RAUM · $376M to $289M
Jan 31, 2023 to Mar 30, 2023
Individual RAUM · $24.3M to $30.7M
Jan 31, 2023 to Mar 30, 2023
Non-discretionary RAUM · $376M to $51.7M
Jan 31, 2023 to Mar 30, 2023
Pension RAUM · $3.0M to $2.5M
Jan 31, 2023 to Mar 30, 2023
RAUM · $764M to $597M
Jan 31, 2023 to Mar 30, 2023
Accounts · 456 to 638
Nov 3, 2021 to Mar 30, 2022
Charity clients · 25 to 24
Nov 3, 2021 to Mar 30, 2022
HNW clients · 73 to 84
Nov 3, 2021 to Mar 30, 2022
Individual clients · 75 to 55
Nov 3, 2021 to Mar 30, 2022
Assets in custody · $255M to $251M
Nov 3, 2021 to Mar 30, 2022
Employees · 11 to 9
Nov 3, 2021 to Mar 30, 2022
Discretionary RAUM · $234M to $387M
Nov 3, 2021 to Mar 30, 2022
HNW RAUM · $315M to $376M
Nov 3, 2021 to Mar 30, 2022
Individual RAUM · $29.8M to $24.3M
Nov 3, 2021 to Mar 30, 2022
Non-discretionary RAUM · $446M to $376M
Nov 3, 2021 to Mar 30, 2022
Pension RAUM · $2.6M to $3.0M
Nov 3, 2021 to Mar 30, 2022
RAUM · $680M to $764M
Nov 3, 2021 to Mar 30, 2022
Accounts · 455 to 456
Jun 17, 2020 to Mar 28, 2021
HNW clients · 74 to 73
Jun 17, 2020 to Mar 28, 2021
Individual clients · 65 to 75
Jun 17, 2020 to Mar 28, 2021
Assets in custody · $372M to $255M
Jun 17, 2020 to Mar 28, 2021
Discretionary RAUM · $128M to $234M
Jun 17, 2020 to Mar 28, 2021
HNW RAUM · $293M to $315M
Jun 17, 2020 to Mar 28, 2021
Individual RAUM · $28.2M to $29.8M
Jun 17, 2020 to Mar 28, 2021
Non-discretionary RAUM · $480M to $446M
Jun 17, 2020 to Mar 28, 2021
Pension RAUM · $6.0M to $2.6M
Jun 17, 2020 to Mar 28, 2021
RAUM · $608M to $680M
Jun 17, 2020 to Mar 28, 2021
Accounts · 457 to 455
Nov 8, 2019 to Mar 28, 2020
Advisory activities · 2 to 1
Nov 8, 2019 to Mar 28, 2020

Signals

7 dated events

Jonathan Erik Mcgraw Bentley left Lowell Blake & Associates Inc. for Choate Investment Advisors (registered 2023-11-21)
Nov 15, 2023 · Advisor changed firm · fact
Diana Bliss Malcom left Lowell Blake & Associates Inc. for Choate Investment Advisors (registered 2023-11-21)
Nov 15, 2023 · Advisor changed firm · fact
Jessica C. Welch left Lowell Blake & Associates Inc. for Choate Investment Advisors (registered 2023-11-21)
Nov 15, 2023 · Advisor changed firm · fact
Mark Richard Perry left Lowell Blake & Associates Inc. for Choate Investment Advisors (registered 2025-11-26)
Nov 15, 2023 · Advisor changed firm · fact
Lowell Blake & Associates Inc.'s advisors moved to Choate Investment Advisors (Boston, MA): 4 of 4 registered, on the same day
Nov 15, 2023 · Firm absorbed (people side) · derived
Timothy John Delaney (Principal, Director, Investment Strategy, Secretary, And Clerk) no longer on Schedule A of Lowell Blake & Associates Inc. (listed 2021-11-03, absent 2022-03-30)
Mar 30, 2022 · Control person left · inference
Randall Mark Maccallum (Principal And Director, Secretary, Clerk) no longer on Schedule A of Lowell Blake & Associates Inc. (listed 2020-06-17, absent 2021-03-28)
Mar 28, 2021 · Control person left · inference

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026