RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• S•••• L••••
- H••••••••• W••••• independent RIA currentsince Jul 18, 2017 · Oklahoma City, Ok
- A•••• M••••••••• S••••••••• L•• D•• A•••• P••••••• S•••••••• unclassifiedDec 9, 2002 to Oct 13, 2017 · Oklahoma City, Ok
- P••••••• I• F•••••••• P•••••••• I••• unclassifiedAug 30, 2002 to Dec 31, 2002 · Edmond, Ok
- C•••••••• I••••••••• R•••••••• I••• unclassifiedJul 30, 2002 to Sep 6, 2002 · Edmond, Ok
- F•• A••••••• S••••••• I•• unclassifiedJun 6, 2002 to Jul 26, 2002 · Edmond, Ok
- A•••• M••••••••• S••••••••• L•• D•• A•••• P••••••• S•••••••• to H••••••••• W•••••left Oct 13, 2017, registered Jul 18, 2017 (-87 days) · Other
- P••••••• I• F•••••••• P•••••••• I••• to A•••• M••••••••• S••••••••• L•• D•• A•••• P••••••• S••••••••left Dec 31, 2002, registered Dec 9, 2002 (-22 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to P••••••• I• F•••••••• P•••••••• I•••left Sep 6, 2002, registered Aug 30, 2002 (-7 days) · Other
- F•• A••••••• S••••••• I•• to C•••••••• I••••••••• R•••••••• I•••left Jul 26, 2002, registered Jul 30, 2002 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address