DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••••• W•••••
Legal name D••••••••• I••••••••• L••
Latest filing Apr 14, 2026
First filing on the tape Feb 15, 2012 · 31 filings
SEC status approved since Jan 21, 2010
RAUM
$593M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
98%
$580M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$98.8M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$593M as of Apr 14, 2026
Feb 15, 2012$112M then
HNW client RAUM$485M as of Apr 14, 2026
Mar 13, 2018$217M then
State-registered IARs (5.B.3)6 as of Apr 14, 2026
Mar 11, 20132 then
Employees (5.A)10 as of Apr 14, 2026
Mar 11, 20133 then
Private funds: no history
RAUM +19% over the last fiscal year+2.7% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $98.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $458,111derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $220M, 178 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$485M82%
- Individuals$95.1M16%
- Pension and profit-sharing plans$9.3M1.6%
- Charitable organizations$3.3M0.6%
- Corporations and businesses$62,3910.0%
- Individual clients
- 215reported
- HNW clients
- 164reported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 1,294reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $220M for 178 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• R••• B•••• | Tulsa, Ok | Sep 16, 2009 | 29 y | 1 |
| B•••• S•••• L••••Certified Financial Planner | Oklahoma City, Ok | Jul 18, 2017 | 30 y | 4 |
| A••••• B•••• B••••Certified Financial Planner | Fayetteville, Ar | Oct 3, 2019 | 12 y | 2 |
| B•••••• R••••• B••••Certified Financial Planner | Tulsa, Ok | Dec 16, 2022 | 12 y | 0 |
| W••••• J•••• C••••••••• | Tulsa, Ok | Jan 9, 2024 | 12 y | 0 |
| C•••• A••• C••••• | Tulsa, Ok | Oct 31, 2024 | 26 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••• J•••• L•••••• to C••••••••• W••••• A•••••••May 10, 2023 · RIA to RIA
- J•••••• R• S•••• to T••••• S•••••••• I•••Aug 25, 2017 · Other
- J••••• C•••••••• J••••• to R•• W••••• A•••••••Dec 6, 2005 · Other
Joined, latest
- C•••• A••• C••••• from W•••• F•••• A•••••••Oct 31, 2024 · Wirehouse to independent RIA
- A••••• B•••• B•••• from S••••• M•••••••••Oct 3, 2019 · RIA to RIA
- B•••• S•••• L•••• from A•••• M••••••••• S••••••••• L•• D•• A•••• P••••••• S••••••••Jul 18, 2017 · Other
- J•••••• R• S•••• from U•• F•••••••• S••••••• I•••Oct 6, 2015 · Other
- M••••• R••• B•••• from C•••••• S••••• • C••• I•••Sep 16, 2009 · Other
- A••• J•••• L•••••• from R•• R••• F•••••••• A•••••••Aug 8, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• M•••••• R••• · Chief Operating Officer And Chief Compliance Officercontrolsince 05/2023 · owns 10% to 25%
- W•••••• C••••••• T••• · Chief Executive Officercontrolsince 03/2021 · owns less than 5%
- N•••• R••••••• B•••• · Chief Executive Officer And Chairmancontrolsince 01/2012 · owns F of H••••••••• L••
- C•••••• G•••• D•• · Member Of The Board Of Directorssince 01/2019 · owns F of H••••••••• L••
- K••••• J••••• A•••• · Member Of The Board Of Directorssince 03/2022 · owns F of H••••••••• L••
- R••••••• C•••••• L•••••• · Member Of The Board Of Directorssince 03/2022 · owns F of H••••••••• L••
- W•••••• C••••••• T••• · Member Of The Board Of Directorssince 07/2015 · owns F of H••••••••• L••
Entity owners
- H••••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- H••••••••• L••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tulsa, Ok · principal | 6 | 0 | 0 | ||
| Oklahoma City, Ok | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Fayetteville, AR1 employees
- Oklahoma City, OK1 employees
What changed
consecutive filings, newest first
- Accounts · 1,160 to 1,294Jul 31, 2025 to Mar 18, 2026
- HNW clients · 133 to 164Jul 31, 2025 to Mar 18, 2026
- Individual clients · 228 to 215Jul 31, 2025 to Mar 18, 2026
- Pension plan clients · unset to 6.0Jul 31, 2025 to Mar 18, 2026
- Assets in custody · $54.0M to $220MJul 31, 2025 to Mar 18, 2026
- Employees · 11 to 10Jul 31, 2025 to Mar 18, 2026
- Financial planning clients · 51-100 to 101-250Jul 31, 2025 to Mar 18, 2026
- Discretionary RAUM · $399M to $482MJul 31, 2025 to Mar 18, 2026
- HNW RAUM · $415M to $485MJul 31, 2025 to Mar 18, 2026
- Individual RAUM · $73.4M to $95.1MJul 31, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $97.6M to $111MJul 31, 2025 to Mar 18, 2026
- Pension RAUM · $5.0M to $9.3MJul 31, 2025 to Mar 18, 2026
- RAUM · $497M to $593MJul 31, 2025 to Mar 18, 2026
- Financial planning clients · 51-100 to 51-100Apr 1, 2025 to Jul 31, 2025
- Accounts · 969 to 1,160Apr 26, 2024 to Apr 1, 2025
- Advisory activities · 3 to 4Apr 26, 2024 to Apr 1, 2025
- HNW clients · 104 to 133Apr 26, 2024 to Apr 1, 2025
- Individual clients · 188 to 228Apr 26, 2024 to Apr 1, 2025
- Assets in custody · unset to 53981743.0Apr 26, 2024 to Apr 1, 2025
- Custody of client assets · false to trueApr 26, 2024 to Apr 1, 2025
- Employees · 10 to 11Apr 26, 2024 to Apr 1, 2025
- Financial planning clients · 101-250 to 51-100Apr 26, 2024 to Apr 1, 2025
- Discretionary RAUM · $342M to $399MApr 26, 2024 to Apr 1, 2025
- HNW RAUM · $327M to $415MApr 26, 2024 to Apr 1, 2025
- Individual RAUM · $104M to $73.4MApr 26, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $92.4M to $97.6MApr 26, 2024 to Apr 1, 2025
- Pension RAUM · unset to 4957676.0Apr 26, 2024 to Apr 1, 2025
- RAUM · $434M to $497MApr 26, 2024 to Apr 1, 2025
- Accounts · 1,109 to 969Dec 7, 2023 to Mar 26, 2024
- Advisory activities · 4 to 3Dec 7, 2023 to Mar 26, 2024
- HNW clients · 132 to 104Dec 7, 2023 to Mar 26, 2024
- Individual clients · 173 to 188Dec 7, 2023 to Mar 26, 2024
- Employees · 9 to 10Dec 7, 2023 to Mar 26, 2024
- Other offices · 3 to 2Dec 7, 2023 to Mar 26, 2024
- Discretionary RAUM · $454M to $342MDec 7, 2023 to Mar 26, 2024
- HNW RAUM · $480M to $327MDec 7, 2023 to Mar 26, 2024
- Individual RAUM · $61.9M to $104MDec 7, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $93.2M to $92.4MDec 7, 2023 to Mar 26, 2024
- RAUM · $547M to $434MDec 7, 2023 to Mar 26, 2024
- Accounts · 983 to 1,109Mar 28, 2022 to Mar 9, 2023
Signals
4 dated events
- J•••• Adam Leavitt (Chief Operating Officer & Chief Compliance Officer) no longer on Schedule A of H••••••••• W••••• (listed 2023-03-09, absent 2023-05-12)May 12, 2023 · Control person left · inference
- A••• J•••• L•••••• left H••••••••• W••••• for C••••••••• W••••• A••••••• (registered 2023-05-03)May 10, 2023 · Advisor changed firm · fact
- H••••••••• W••••• reported RAUM $478.6M, up 35% from $354.3M (2020-06-18 to 2021-03-02)Mar 2, 2021 · RAUM change · derived
- Anthony Jon Otto (Secretary) no longer on Schedule A of H••••••••• W••••• (listed 2020-06-18, absent 2021-03-02)Mar 2, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hogantaylor-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••.h•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 918.388.2690reportedpublic record, Form ADV, Apr 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026