RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••••• W••••••
- L•• F•••••••• L•• BD affiliated currentsince May 5, 2025 · Orlando, Fl
- G•••• P•••• A•••••••• L•• formerApr 1, 2021 to May 2, 2025 · Rockville, Md
- H• B•••• I••• formerSep 15, 2016 to Apr 1, 2021 · Rockville, Md
- I•••••••• C•••••• A••••••• formerOct 3, 2011 to Sep 13, 2016 · Orlando, Fl
- S••••••••• A•••••• A•••••••• I••• formerJan 17, 2008 to Aug 30, 2011 · Orlando, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJun 30, 2005 to Dec 13, 2007 · Miami, Fl
- G•••• P•••• A•••••••• L•• to L•• F•••••••• L••left May 2, 2025, registered May 5, 2025 (3 days) · corporate re-registration, not a move
- H• B•••• I••• to G•••• P•••• A•••••••• L••left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- I•••••••• C•••••• A••••••• to H• B•••• I•••left Sep 13, 2016, registered Sep 15, 2016 (2 days) · Other
- S••••••••• A•••••• A•••••••• I••• to I•••••••• C•••••• A•••••••left Aug 30, 2011, registered Oct 3, 2011 (34 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 13, 2007, registered Jan 17, 2008 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address