RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••• F••••••••
- D•••• F•••••••• A•••••••• I•• independent RIA currentsince Jan 16, 2024 · Kensington, Md
- B••••• G••••• A•••••• N••••••• L•• independent RIAOct 19, 2017 to Nov 9, 2021 · Kensington, Md
- D•••• F•••••••• A•••••••• I•• independent RIANov 30, 2004 to Dec 31, 2017 · Kensington, Md
- B••••• G••••• A•••••• N••••••• L•• to D•••• F•••••••• A•••••••• I••left Nov 9, 2021, registered Jan 16, 2024 (798 days) · RIA to RIA · moved with a team
- D•••• F•••••••• A•••••••• I•• to B••••• G••••• A•••••• N••••••• L••left Dec 31, 2017, registered Oct 19, 2017 (-73 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address