DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Delta Financial Advisors, Inc
Latest filing Mar 16, 2026
First filing on the tape Mar 13, 2012 · 17 filings
SEC status approved since Apr 22, 2021
RAUM
$234M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$234M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$46.8M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$234M as of Mar 16, 2026
Mar 13, 2012$46.0M then
HNW client RAUM$181M as of Mar 16, 2026
Mar 21, 2022$123M then
State-registered IARs (5.B.3)6 as of Mar 16, 2026
Mar 13, 20120 then
Employees (5.A)10 as of Mar 16, 2026
Mar 21, 20229 then
Private funds: no history
RAUM +12% over the last fiscal year+13% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $46.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $387,349derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $100M, 242 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$181M77%
- Individuals$53.3M23%
- Individual clients
- 174reported
- HNW clients
- 71reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 604reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $100M for 242 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Beverly Ann FischettiCertified Financial Planner | Kensington, Md | Dec 2, 2004 | 41 y | 2 |
| Jacob Patrick Defilippo | Kensington, Md | Apr 22, 2021 | 13 y | 1 |
| Joseph Anthony Fischetti | Kensington, Md | Jan 16, 2024 | 30 y | 2 |
| Nicholas Athanasios Angelis | Kensington, Md | Feb 29, 2024 | 17 y | 0 |
| Megan MaddenCertified Financial Planner | Kensington, Md | Sep 23, 2025 | 12 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Skerdi Kostreci to Eagle Strategies LLCMay 20, 2025 · RIA to affiliated broker-dealer or bank
- Joseph Anthony Fischetti to Beacon Global Advisor Network, LLCDec 31, 2017 · Other
- Aaron Michael Szager to Bluesky Wealth Advisors, LLCFeb 24, 2016 · Other
- Lauren Lehman to Sol Capital Management CoJan 3, 2011 · Other
- Christopher Marc Reese to Fsc Securities CorporationJul 31, 2009 · Other
Joined, latest
- Megan Madden from LPL Enterprise, LLCSep 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Skerdi Kostreci from Eagle Strategies LLCJun 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- Joseph Anthony Fischetti from Beacon Global Advisor Network, LLCJan 16, 2024 · RIA to RIA
- Jacob Patrick Defilippo from Beacon Global Advisor Network, LLCApr 22, 2021 · RIA to RIA
- Aaron Michael Szager from H. Beck, Inc.Jan 4, 2011 · Other
- Lauren Lehman from Fsc Securities CorporationJan 15, 2010 · Other
- Christopher Marc Reese from Suntrust Investment Services, Inc.Nov 24, 2008 · Other
- Beverly Ann Fischetti from Fsc Securities CorporationDec 2, 2004 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Beacon Global Advisor Network, LLCNov 9, 2021 · Kensington, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Athanasios Nicholas Angelis · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Anthony Joseph Fischetti · Presidentcontrolsince 07/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kensington, Md · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 16, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2025-08-21, no on the filing of 2026-03-16peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 533 to 604Aug 21, 2025 to Mar 16, 2026
- Advisory employees · 5 to 6Aug 21, 2025 to Mar 16, 2026
- HNW clients · 69 to 71Aug 21, 2025 to Mar 16, 2026
- Individual clients · 149 to 174Aug 21, 2025 to Mar 16, 2026
- Assets in custody · $143M to $100MAug 21, 2025 to Mar 16, 2026
- Employees · 8 to 10Aug 21, 2025 to Mar 16, 2026
- Financial planning clients · 1-10 to 0Aug 21, 2025 to Mar 16, 2026
- State-registered IARs · 5 to 6Aug 21, 2025 to Mar 16, 2026
- Discretionary RAUM · $186M to $234MAug 21, 2025 to Mar 16, 2026
- HNW RAUM · $165M to $181MAug 21, 2025 to Mar 16, 2026
- Individual RAUM · $43.4M to $53.3MAug 21, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $22.9M to $181,387Aug 21, 2025 to Mar 16, 2026
- RAUM · $208M to $234MAug 21, 2025 to Mar 16, 2026
- Accounts · 539 to 533Apr 26, 2024 to Mar 13, 2025
- Advisory employees · 3 to 5Apr 26, 2024 to Mar 13, 2025
- BD registered reps · 3 to 4Apr 26, 2024 to Mar 13, 2025
- HNW clients · 59 to 69Apr 26, 2024 to Mar 13, 2025
- Individual clients · 213 to 149Apr 26, 2024 to Mar 13, 2025
- Assets in custody · $131M to $143MApr 26, 2024 to Mar 13, 2025
- Employees · 6 to 8Apr 26, 2024 to Mar 13, 2025
- Financial planning clients · 1-10 to 1-10Apr 26, 2024 to Mar 13, 2025
- State-registered IARs · 3 to 5Apr 26, 2024 to Mar 13, 2025
- Discretionary RAUM · $136M to $186MApr 26, 2024 to Mar 13, 2025
- HNW RAUM · $127M to $165MApr 26, 2024 to Mar 13, 2025
- Individual RAUM · $62.2M to $43.4MApr 26, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $52.7M to $22.9MApr 26, 2024 to Mar 13, 2025
- RAUM · $189M to $208MApr 26, 2024 to Mar 13, 2025
- Accounts · 479 to 539Apr 27, 2023 to Mar 15, 2024
- HNW clients · 45 to 59Apr 27, 2023 to Mar 15, 2024
- Individual clients · 211 to 213Apr 27, 2023 to Mar 15, 2024
- Assets in custody · $62.4M to $131MApr 27, 2023 to Mar 15, 2024
- Employees · 7 to 6Apr 27, 2023 to Mar 15, 2024
- Financial planning clients · 0 to 1-10Apr 27, 2023 to Mar 15, 2024
- Discretionary RAUM · $0 to $136MApr 27, 2023 to Mar 15, 2024
- HNW RAUM · $94.2M to $127MApr 27, 2023 to Mar 15, 2024
- Individual RAUM · $65.9M to $62.2MApr 27, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $160M to $52.7MApr 27, 2023 to Mar 15, 2024
- RAUM · $160M to $189MApr 27, 2023 to Mar 15, 2024
- Accounts · 799 to 479Mar 21, 2022 to Mar 22, 2023
- HNW clients · 57 to 45Mar 21, 2022 to Mar 22, 2023
Signals
4 dated events
- Skerdi Kostreci left Delta Financial Advisors, Inc for Eagle Strategies Llc (registered 2026-02-20)May 20, 2025 · Advisor changed firm · fact
- Ann Beverly Fischetti (President) no longer on Schedule A of Delta Financial Advisors, Inc (listed 2012-09-04, absent 2021-03-23)Mar 23, 2021 · Control person left · inference
- Athanasios Nicholas Angelis (Chief Compliance Officer) appeared on Schedule A of Delta Financial Advisors, IncMar 23, 2021 · Control person joined · fact
- Delta Financial Advisors, Inc filed its initial SEC registration (Form ADV)Mar 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/DELTA-FINANCIAL-ADVISORS-INC.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- DFA1.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 301-962-0480reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026