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Registered advisor
G•••••• B•••• R•••••••
Feed of 09/14/2026
Also filed as Greg B Richesin
At current firm
2 y
since Apr 2, 2024
In the industry
30 y
since Jun 4, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 2, 2024 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 18, 2022 to Mar 26, 2024 · Dallas, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 16, 2007 to Jul 18, 2022 · Dallas, Tx
- S••••••• I••••••••• S•••••••• I••• formerSep 25, 2006 to Aug 6, 2007 · Atlanta, Ga
- B••• I••••••••• S•••••••• I••• formerOct 4, 2005 to Aug 25, 2006 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Mar 26, 2024, registered Apr 2, 2024 (7 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 18, 2022, registered Jul 18, 2022 (0 days) · Affiliated broker-dealer or bank to wirehouse
- S••••••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••left Aug 6, 2007, registered Nov 16, 2007 (102 days) · Other
- B••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Aug 25, 2006, registered Sep 25, 2006 (31 days) · Other
Signals
- G•••••• B•••• R••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T••••• A••••••• S•••••••• I••• (registered 2024-04-02)Mar 26, 2024 · Advisor changed firm · fact
- G•••••• B•••• R••••••• left C•••••••• G••••• M•••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-07-18)Jul 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address