RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W•••• B••••
- A••••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 1, 2021 · Carnegies, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 18, 2016 to Jun 3, 2019 · Pittsburgh, Pa
- S•••••••• F••••••••• I••• formerMar 5, 2014 to Jun 23, 2015 · Scottsdale, Az
- M•• F•••••••• S•••••••• I••• formerOct 25, 2007 to Jan 15, 2014 · Pittsburgh, Pa
- M•• I•••••••• S•••••••• L•• to A••••••• A••••••• S•••••••• L••left Jun 3, 2019, registered Nov 1, 2021 (882 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to M•• I•••••••• S•••••••• L••left Jun 23, 2015, registered Oct 18, 2016 (483 days) · Other
- M•• F•••••••• S•••••••• I••• to S•••••••• F••••••••• I•••left Jan 15, 2014, registered Mar 5, 2014 (49 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address