DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E••• M• C•••••

J••• M••••• S••••••••• L••wirehouseBurbank, Cadual registrantIAPD 2749509

Feed of 09/14/2026

Also filed as Erin D Cotton

At current firm

0 y

since Oct 17, 2025

In the industry

30 y

since Jul 30, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Oct 17, 2025 · Burbank, Ca
L•• F•••••••• L•• BD affiliated
Jul 2, 2025 to Oct 9, 2025 · Burbank, Ca
C•••••• S••••• • C••• I••• national BD
Nov 28, 2016 to Jan 10, 2024 · Los Angeles, Ca
R•• C•••••• M••••••• L•• national BD
Feb 3, 2009 to Dec 2, 2016 · Century City, Ca
N•••••••• B••••• B• L•• no RAUM
Nov 8, 2005 to Feb 10, 2009 · Tampa, Fl
M••••• S•••••• D• I••• unclassified
Apr 11, 2001 to Nov 8, 2005 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to J••• M••••• S••••••••• L••
left Oct 9, 2025, registered Oct 17, 2025 (8 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• S••••• • C••• I••• to L•• F•••••••• L••
left Jan 10, 2024, registered Jul 2, 2025 (539 days) · Affiliated broker-dealer or bank to another · moved with a team
R•• C•••••• M••••••• L•• to C•••••• S••••• • C••• I•••
left Dec 2, 2016, registered Nov 28, 2016 (-4 days) · Affiliated broker-dealer or bank to another
N•••••••• B••••• B• L•• to R•• C•••••• M••••••• L••
left Feb 10, 2009, registered Feb 3, 2009 (-7 days) · Other
M••••• S•••••• D• I••• to N•••••••• B••••• B• L••
left Nov 8, 2005, registered Nov 8, 2005 (0 days) · Other

Signals

E••• M• C••••• left L•• F•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-10-17)
Oct 9, 2025 · Advisor changed firm · fact
E••• M• C••••• left C•••••• S••••• • C••• I••• for L•• F•••••••• L•• (registered 2025-07-02)
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address