RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• R••• A••••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 9, 2025 · Longview, Wa
- T••••• W•••••• L••••• independent RIASep 15, 2023 to Oct 28, 2025 · Scottsdale, Az
- C••• B•••••••• S•••••••• I••• formerJul 27, 2011 to May 2, 2022 · Longview, Wa
- U••• B•••••• I••••••••• I••• formerMay 27, 2008 to Dec 16, 2009 · Hillsboro, Or
- C••• B•••••••• S•••••••• I••• formerSep 26, 2005 to Jan 17, 2008 · Beaverton, Or
- C••• F•••••••• S•••••••• L••• formerJan 21, 2005 to Sep 12, 2005 · Oregon City, Or
- C••• B•••••••• S•••••••• I••• formerApr 9, 2002 to Dec 31, 2004 · Oregon City, Or
- T••••• W•••••• L••••• to L•• F•••••••• L••left Oct 28, 2025, registered Oct 9, 2025 (-19 days) · RIA to affiliated broker-dealer or bank
- C••• B•••••••• S•••••••• I••• to T••••• W•••••• L•••••left May 2, 2022, registered Sep 15, 2023 (501 days) · Affiliated broker-dealer or bank to independent RIA
- U••• B•••••• I••••••••• I••• to C••• B•••••••• S•••••••• I•••left Dec 16, 2009, registered Jul 27, 2011 (588 days) · Other
- C••• B•••••••• S•••••••• I••• to U••• B•••••• I••••••••• I•••left Jan 17, 2008, registered May 27, 2008 (131 days) · Other
- C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••left Sep 12, 2005, registered Sep 26, 2005 (14 days) · Other
- C••• B•••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Dec 31, 2004, registered Jan 21, 2005 (21 days) · Other
- H•••• R••• A•••••••• left T••••• W•••••• L••••• for L•• F•••••••• L•• (registered 2025-10-09)Oct 28, 2025 · Advisor changed firm · fact
- H•••• R••• A•••••••• left C••• B•••••••• S•••••••• I••• for T••••• W•••••• L••••• (registered 2023-09-15)May 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address