DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Trajan Wealth, L.L.C.

Independent wealth managerScottsdale, ArizonaCRD 158847SEC 801-100392websiteIAPD
Latest filing Aug 28, 2026
First filing on the tape Jun 10, 2015 · 56 filings
SEC status approved since Jun 29, 2015
RAUM
$2.6B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$2.6B individuals and HNW
Advisors
44
registered through the firm on IAPD
RAUM per advisor
$59.1M
derived; firm RAUM over IAPD count
Employees
140
46 advisory (5.B.1)
Offices
37
beyond the principal office
Private funds
0
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$2.6B as of Aug 28, 2026
Mar 16, 2016$120M then
HNW client RAUM$906M as of Aug 28, 2026
Mar 29, 2018$15.6M then
State-registered IARs (5.B.3)43 as of Aug 28, 2026
Mar 16, 20164 then
Employees (5.A)140 as of Aug 28, 2026
Mar 16, 20164 then
Private funds2 as of Mar 20, 2026
Mar 15, 20241 then
RAUM +32% over the last fiscal year+35% a year over threeIARs 38 to 43
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$59.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
242derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$875,662derivedHNW RAUM over HNW clients
Average account
$141,632derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.2derivedItem 5.A over advisors
Advisors per office
1.2derived38 offices incl. principal (1.F.5)
RAUM growth, one year
+32%derivedbetween the last two annual amendments
Advisor growth, one year
+13%derivedItem 5.B.3 between annual amendments
Client growth, one year
+19%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$1.7B65%
  • High-net-worth individuals$906M35%
Individual clients
9,598reported
HNW clients
1,035reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
18,370reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
43 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Corbett Michael LadukeCertified Financial PlannerScottsdale, AzJul 12, 201630 y1
Michael Joseph WilsonPeoria, Az Dec 9, 201611 y0
Ruben Gerardo AnguloTuscon, Az Mar 30, 201813 y1
Timothy Allen LambrosTucson, Az Aug 1, 201814 y1
Marti Lynne BryantAlexandria, Va Mar 4, 201911 y3
Paul Edward MannScottsdale, AzJul 3, 201926 y6
Christopher Lowell NowackScottsdale, AzFeb 24, 202016 y5
Trevor Christian StaufferDraper, Ut Aug 3, 202021 y5
Thomas Patrick KelleherScottsdale, AzJun 22, 202111 y0
Nathan Todd HabermanCertified Financial PlannerEdmond, Ok Apr 28, 202212 y4
Andrew Charles JusticeBroomfield, Co Oct 5, 202219 y2
Cody Richard HallChartered Financial AnalystScottsdale, Az Nov 1, 202212 y3
Stephen Francis ShelveyCertified Financial PlannerFrisco, Tx Dec 1, 202222 y5
Jagger Austin ColarossiScottsdale, AzJan 5, 202310 y1
Jennifer Christa BennettScottsdale, Az May 10, 202318 y3
Jeff Tearle BurchScottsdale, AzMay 31, 202321 y1
Samuel P GabrielsonCertified Financial PlannerScottsdale, AzSep 12, 202313 y2
Peter M ReillyScottsdale, Az Feb 14, 202429 y3
Terrence Patrick HawkinsNaperville, Il Jun 6, 202414 y3
Justin JunkerScottsdale, AzJul 9, 202410 y0
Judah D MarguliesAlpharetta, Ga Sep 16, 202412 y3
Alexys Z. SerchayScottsdale, Az Oct 2, 202419 y3
Dominick Lawrence DeangelisCertified Financial PlannerScottsdale, AzOct 18, 202411 y6
Alfred Michael MedinaScottsdale, AzOct 29, 202420 y2
Michael Anthony MarinelliSunrise, Fl Dec 3, 202412 y1
Daniel Joseph StangeScottsdale, Az Dec 3, 202411 y2
Erich William SpoonhourScottsdale, Az Jan 5, 202523 y3
Phillip Alegre AsueloCertified Financial PlannerScottsdale, AzMar 6, 202511 y1
Darrin Scott HansenScottsdale, Az Apr 10, 202525 y0
Blaire Elizabeth Underwood SimmonsChartered Financial ConsultantScottsdale, AzJun 12, 202511 y0
David Paul HudsonScottsdale, Az Jul 2, 202513 y1
Nicholas CvetanovichScottsdale, AzOct 9, 202516 y3
Andrew Lloyd StauffTampa, Fl Oct 23, 202511 y2
Shaun Michael AguilarScottsdale, Az Jan 20, 202628 y1
Michael Dalton WoodScottsdale, AzMar 11, 202610 y1
Doran Joseph O'BrienScottsdale, Az Jul 13, 202611 y1
Gavin BullockScottsdale, Az Jul 14, 202610 y3
Walter Steven LessScottsdale, Az Jul 27, 202619 y6
Eric Lance GuettermanScottsdale, Az Jul 27, 202610 y2
Jacob Alexander FilipowskiScottsdale, Az Jul 28, 202612 y3
All 43 advisors at Trajan Wealth, L.L.C.
Advisor movement
9 left, 12 joined in 12 months
net +3 in 12 months2 left in 90 days8 joined in 90 daysdeparture rate 20% of current headcount15 left over 36 months
Left, latest
Joined, latest
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Oveerlay Capital Innovation Fund Pv, LPno longer reportedPrivate Equity Fund$4.1M31Mar 15, 2024
Owners and control persons
Schedule A and B, latest filing
  • Brent Jeffrey Junior · Managing Membercontrol
    since 12/2010 · owns 75% or more
  • Ryan Shane Mcgreevy · Coocontrol
    since 04/2019 · owns less than 5%
  • Michael John Demarco · Chief Compliance Officer
    since 01/2024 · owns less than 5%
  • Stephen Gregory Wastek · Chief Compliance Officer
    since 07/2026 · owns less than 5%
Related persons
Schedule D 7.A
  • Trajan Estate
    n
  • Trajan Tax, LLC
    insurancen
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Scottsdale, Az · principal44133
Tampa, Fl211
Frisco, Tx210
San Antonio, Tx100
Alpharetta, Ga100
Burbank, Ca001
Land O Lakes, Fl001
Southlake, Tx002
Gilbert, Az001
Offices
Schedule D 1.F, the 25 largest
  • Frisco, TX5 employees
  • Tucson, AZ4 employees
  • West Palm Beach, FL3 employees
  • Tampa, FL3 employees
  • Naples, FL3 employees
  • Sarasota, FL2 employees
  • Draper, UT2 employees
  • Farmington, UT2 employees
  • Greenwood Village, CO1 employees
  • Kennesaw, GA1 employees
  • Loveland, CO1 employees
  • Mckinney, TX1 employees
  • Peoria, AZ1 employees
  • San Antonio, TX1 employees
  • Southlake, TX1 employees
  • Sugar Land, TX1 employees
  • The Woodlands, TX1 employees
  • , 1 employees
  • Arlington, TX1 employees
  • Atlanta, GA1 employees
  • Austin, TX1 employees
  • Boulder, CO1 employees
  • Fort Worth, TX1 employees
  • Gilbert, AZ1 employees
  • Goodyear, AZ1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Aug 28, 2026
    MCGREEVY, SHANE, RYAN (COO) left Schedule A between the filings of 2024-03-15 and 2026-08-28
    peers: independent wealth managers, $1B to $5B (1,362)
  • business activity changedChange between filings · filing Aug 28, 2026
    advises private funds (Item 7.B): yes on the filing of 2026-03-20, no on the filing of 2026-08-28
    peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
  • Private funds · 2 to unset
    Mar 20, 2026 to Aug 28, 2026
  • Accounts · 15,595 to 18,370
    Aug 21, 2025 to Mar 20, 2026
  • Advisory employees · 38 to 46
    Aug 21, 2025 to Mar 20, 2026
  • Advisory activities · 5 to 3
    Aug 21, 2025 to Mar 20, 2026
  • HNW clients · 271 to 1,035
    Aug 21, 2025 to Mar 20, 2026
  • Individual clients · 8,683 to 9,598
    Aug 21, 2025 to Mar 20, 2026
  • Employees · 125 to 140
    Aug 21, 2025 to Mar 20, 2026
  • State-registered IARs · 38 to 43
    Aug 21, 2025 to Mar 20, 2026
  • Private funds · 1 to 2
    Aug 21, 2025 to Mar 20, 2026
  • Discretionary RAUM · $1.9B to $2.5B
    Aug 21, 2025 to Mar 20, 2026
  • HNW RAUM · $431M to $906M
    Aug 21, 2025 to Mar 20, 2026
  • Individual RAUM · $1.5B to $1.7B
    Aug 21, 2025 to Mar 20, 2026
  • Non-discretionary RAUM · $51.0M to $52.1M
    Aug 21, 2025 to Mar 20, 2026
  • RAUM · $2.0B to $2.6B
    Aug 21, 2025 to Mar 20, 2026
  • Financial planning clients · 0 to 0
    Feb 21, 2025 to Aug 21, 2025
  • Accounts · 13,372 to 15,595
    Jan 6, 2025 to Feb 21, 2025
  • Advisory employees · 34 to 38
    Jan 6, 2025 to Feb 21, 2025
  • HNW clients · 640 to 271
    Jan 6, 2025 to Feb 21, 2025
  • Individual clients · 6,730 to 8,683
    Jan 6, 2025 to Feb 21, 2025
  • Employees · 102 to 125
    Jan 6, 2025 to Feb 21, 2025
  • State-registered IARs · 34 to 38
    Jan 6, 2025 to Feb 21, 2025
  • Other offices · 28 to 37
    Jan 6, 2025 to Feb 21, 2025
  • Discretionary RAUM · $1.4B to $1.9B
    Jan 6, 2025 to Feb 21, 2025
  • HNW RAUM · $480M to $431M
    Jan 6, 2025 to Feb 21, 2025
  • Individual RAUM · $852M to $1.5B
    Jan 6, 2025 to Feb 21, 2025
  • Non-discretionary RAUM · $0 to $51.0M
    Jan 6, 2025 to Feb 21, 2025
  • RAUM · $1.4B to $2.0B
    Jan 6, 2025 to Feb 21, 2025
  • Accounts · 12,343 to 13,372
    Dec 15, 2023 to Mar 15, 2024
  • Advisory employees · 30 to 34
    Dec 15, 2023 to Mar 15, 2024
  • HNW clients · 175 to 640
    Dec 15, 2023 to Mar 15, 2024
  • Individual clients · 5,316 to 6,730
    Dec 15, 2023 to Mar 15, 2024
  • Employees · 86 to 102
    Dec 15, 2023 to Mar 15, 2024
  • State-registered IARs · 30 to 34
    Dec 15, 2023 to Mar 15, 2024
  • Private funds · unset to 1
    Dec 15, 2023 to Mar 15, 2024
  • Discretionary RAUM · $1.0B to $1.4B
    Dec 15, 2023 to Mar 15, 2024
  • HNW RAUM · $275M to $480M
    Dec 15, 2023 to Mar 15, 2024
  • Individual RAUM · $753M to $852M
    Dec 15, 2023 to Mar 15, 2024
  • Non-discretionary RAUM · $9.2M to $0
    Dec 15, 2023 to Mar 15, 2024
  • RAUM · $1.1B to $1.4B
    Dec 15, 2023 to Mar 15, 2024
  • Related insurance company · false to true
    Dec 15, 2023 to Mar 15, 2024
Signals
30 dated events
  • Stephen Panos Keshishian left Trajan Wealth, L.L.C. for Captrust (registered 2026-07-03)
    Jul 10, 2026 · Advisor changed firm · fact
  • Jeffrey Michael Mcclure left Trajan Wealth, L.L.C. for Proteus, Llc (registered 2026-07-16)
    Jun 29, 2026 · Advisor changed firm · fact
  • Michael Edward Collins left Trajan Wealth, L.L.C. for Kwm Partners Llc (registered 2026-07-14)
    May 1, 2026 · Advisor changed firm · fact
  • Arrin Michelle Simpson left Trajan Wealth, L.L.C. for Mariner Advisor Network (registered 2026-04-01)
    Apr 24, 2026 · Advisor changed firm · fact
  • Kerry William Ryan Devaughn left Trajan Wealth, L.L.C. for Mdrn Capital (registered 2026-08-27)
    Apr 21, 2026 · Advisor changed firm · fact
  • Nathan Niels Faerber left Trajan Wealth, L.L.C. for Martinsen Wealth Management (registered 2026-03-20)
    Apr 8, 2026 · Advisor changed firm · fact
  • Trajan Wealth, L.L.C. reported RAUM $2.6B, up 32% from $2.0B (2025-08-21 to 2026-03-20)
    Mar 20, 2026 · RAUM change · derived
  • Brandon Gerfen left Trajan Wealth, L.L.C. for Foundations Investment Advisors Llc (registered 2026-01-30)
    Nov 13, 2025 · Advisor changed firm · fact
  • Lee W Northern left Trajan Wealth, L.L.C. for Alphastar Capital Management (registered 2025-12-15)
    Oct 28, 2025 · Advisor changed firm · fact
  • Helen Ruth Alexander left Trajan Wealth, L.L.C. for Lpl Financial Llc (registered 2025-10-09)
    Oct 28, 2025 · Advisor changed firm · fact
  • Daniel Joseph Harmeyer left Trajan Wealth, L.L.C. for Simplicity Wealth (registered 2025-08-22)
    Jun 5, 2025 · Advisor changed firm · fact
  • Trajan Wealth, L.L.C. reported 37 offices beyond its principal office, up from 28 (2025-01-06 to 2025-02-21)
    Feb 21, 2025 · Office count change · derived
  • Trajan Wealth, L.L.C. reported RAUM $2.0B, up 44% from $1.4B (2025-01-06 to 2025-02-21)
    Feb 21, 2025 · RAUM change · derived
  • Ryan Nowotny left Trajan Wealth, L.L.C. for Foundations Investment Advisors Llc (registered 2026-01-02)
    Jan 2, 2025 · Advisor changed firm · fact
  • Chris Brefeld left Trajan Wealth, L.L.C. for Fisher Investments (registered 2025-04-17)
    Jan 2, 2025 · Advisor changed firm · fact
  • Jeffrey Wade Gonzales left Trajan Wealth, L.L.C. for Kwm Partners Llc (registered 2025-02-20)
    Jul 23, 2024 · Advisor changed firm · fact
  • Anthony Jose Calderon left Trajan Wealth, L.L.C. for Orion Portfolio Solutions, Llc (registered 2024-06-28)
    Jun 21, 2024 · Advisor changed firm · fact
  • Trajan Wealth, L.L.C. reported RAUM $1.4B, up 30% from $1.1B (2023-12-15 to 2024-03-15)
    Mar 15, 2024 · RAUM change · derived
  • Liem Thanh Hoang left Trajan Wealth, L.L.C. for Owlfa Llc (registered 2023-11-13)
    Oct 3, 2023 · Advisor changed firm · fact
  • Jeffrey Craig Brown left Trajan Wealth, L.L.C. for Wealthsource? (registered 2023-09-19)
    Aug 23, 2023 · Advisor changed firm · fact
  • Trajan Wealth, L.L.C. reported 25 offices beyond its principal office, up from 14 (2022-11-15 to 2023-03-24)
    Mar 24, 2023 · Office count change · derived
  • Jeffrey Charles Roberto left Trajan Wealth, L.L.C. for Ruggiero Investments (registered 2023-02-15)
    Feb 8, 2023 · Advisor changed firm · fact
  • Nickolas Ryan Minard left Trajan Wealth, L.L.C. for Confidence Wealth Management, Inc. (registered 2022-05-31)
    Jun 8, 2022 · Advisor changed firm · fact
  • Trajan Wealth, L.L.C. reported RAUM $1.1B, up 61% from $653.7M (2022-02-03 to 2022-03-21)
    Mar 21, 2022 · RAUM change · derived
  • Danielle Marie Meister left Trajan Wealth, L.L.C. for Madrona Financial & Cpas (registered 2022-05-09)
    Mar 4, 2022 · Advisor changed firm · fact
  • Trajan Wealth, L.L.C. reported RAUM $653.7M, up 33% from $491.6M (2020-10-07 to 2021-03-18)
    Mar 18, 2021 · RAUM change · derived
  • Trajan Wealth, L.L.C. reported RAUM $491.6M, up 68% from $291.8M (2019-09-24 to 2020-03-16)
    Mar 16, 2020 · RAUM change · derived
  • Ryan Shane Mcgreevy (Chief Compliance Officer) appeared on Schedule A of Trajan Wealth, L.L.C.
    Apr 16, 2019 · Control person joined · fact
  • Trajan Wealth, L.L.C. reported RAUM $291.8M, up 61% from $181.6M (2018-11-09 to 2019-03-12)
    Mar 12, 2019 · RAUM change · derived
  • Trajan Wealth, L.L.C. filed its initial SEC registration (Form ADV)
    Jun 10, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Business phone
480-306-8200reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
LINKEDIN.COM/COMPANY/TRAJAN-WEALTH-LLCreportedpublic record, Form ADV, Sep 18, 2026
Website
retirementonthebrink.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
480-990-3300reportedpublic record, Form ADV, Aug 28, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$59.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026