DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Walter Forsyth
Certified Financial Planner
Feed of 09/14/2026
Also filed as Scott Walter Paul Forsyth
At current firm
2 y
since Nov 10, 2023
In the industry
30 y
since Jun 21, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- UBS Financial Services Inc. wirehouse currentsince Nov 10, 2023 · Denver, Co
- G5 Financial Group Ria, LLC formerMay 19, 2011 to Nov 20, 2017 · Greenwood Village, Co
- Financial Design & Management, Inc. formerApr 17, 2008 to Jul 28, 2011 · Greenwood Village, Co
- Geneos Wealth Management, Inc. BD affiliatedApr 1, 2008 to Nov 14, 2023 · Greenwood Village, Co
- Adrian & Associates Inc unclassifiedOct 10, 2002 to Sep 6, 2011 · Greenwood Village, Co
- Piper Sandler & Co. institutionalJan 26, 2000 to Jul 12, 2002 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Geneos Wealth Management, Inc. to Financial Design & Management, Inc.left Nov 14, 2023, registered Apr 17, 2008 (-5689 days) · Other
- G5 Financial Group Ria, LLC to UBS Financial Services Inc.left Nov 20, 2017, registered Nov 10, 2023 (2181 days) · Other
- Adrian & Associates Inc to Geneos Wealth Management, Inc.left Sep 6, 2011, registered Apr 1, 2008 (-1253 days) · Other
- Financial Design & Management, Inc. to G5 Financial Group Ria, LLCleft Jul 28, 2011, registered May 19, 2011 (-70 days) · Other
- Piper Sandler & Co. to Adrian & Associates Incleft Jul 12, 2002, registered Oct 10, 2002 (90 days) · Other
Signals
- Scott Walter Forsyth left Geneos Wealth Management, Inc. for Financial Design & Management, Inc. (registered 2008-04-17)Nov 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address