L•••••• D• P••••

• N•••••• A••••••• BD affiliated current
  since Jun 11, 2025 · New Orleans, La
• A••••• G••••• C•••••• A••••••• L•• unclassified
  Mar 30, 2012 to Nov 27, 2025 · New City, Ny
• H•••••• S•••• C•••••• M••••••••• L•• independent RIA
  May 20, 2004 to Mar 29, 2005 · White Plains, Ny

• A••••• G••••• C•••••• A••••••• L•• to N•••••• A•••••••
  left Nov 27, 2025, registered Jun 11, 2025 (-169 days) · Other
• H•••••• S•••• C•••••• M••••••••• L•• to A••••• G••••• C•••••• A••••••• L••
  left Mar 29, 2005, registered Mar 30, 2012 (2558 days) · Other

• L•••••• D• P•••• left A••••• G••••• C•••••• A••••••• L•• for N•••••• A••••••• (registered 2025-06-11)
  Nov 27, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address