B•••• P•••••• L•••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Apr 1, 2022 · Daytona Beach, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Aug 23, 2005 to Apr 21, 2022 · Daytona Beach, Fl
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Oct 16, 2003 to Aug 23, 2005 · Daytona Beach Shores, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Dec 13, 1996 to Oct 14, 2003 · Daytona Beach, Fl

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Apr 21, 2022, registered Apr 1, 2022 (-20 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left Aug 23, 2005, registered Aug 23, 2005 (0 days) · Other
• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
  left Oct 14, 2003, registered Oct 16, 2003 (2 days) · Other

• ••• Locked
  Apr 21, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address