DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Terrence Michael Heafey
Certified Financial Planner
Feed of 09/15/2026
Also filed as Terry Heafey
At current firm
9 y
since Jul 31, 2017
In the industry
30 y
since Jul 26, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brickwork Financial Planning, Ltd state registered currentsince Apr 25, 2018 · Orland Park, Il
- 4wealth Advisors, Inc. independent RIA currentsince Jul 31, 2017 · Orland Park, Il
- Ipi Wealth Management, Inc. BD affiliatedDec 10, 2009 to Aug 1, 2017 · Orland Park, Il
- Wells Fargo Advisors wirehouseJan 1, 2008 to Dec 10, 2009 · Palos Heights, Il
- A. G. Edwards & Sons, Inc. unclassifiedDec 27, 2000 to Jan 1, 2008 · Palos Heights, Il
Moves
a registration end followed by a registration begin elsewhere
- Ipi Wealth Management, Inc. to 4wealth Advisors, Inc.left Aug 1, 2017, registered Jul 31, 2017 (-1 days) · Other · moved with a team
- Wells Fargo Advisors to Ipi Wealth Management, Inc.left Dec 10, 2009, registered Dec 10, 2009 (0 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address