RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• BD affiliated currentsince Sep 3, 2025 · Rochester, Ny
- A•••••• W••••• P••••••• L•• formerMay 7, 2021 to Feb 1, 2024 · Rochester, Ny
- F•••• C•••••• L•• formerApr 15, 2021 to Oct 1, 2025 · Rochester, Ny
- F•••• C•••••• L•• to A•••••• W••••• P••••••• L••left Oct 1, 2025, registered May 7, 2021 (-1608 days) · Other
- A•••••• W••••• P••••••• L•• to M••••••left Feb 1, 2024, registered Sep 3, 2025 (580 days) · Other
- A••• G• M••••• left F•••• C•••••• L•• for A•••••• W••••• P••••••• L•• (registered 2021-05-07)Oct 1, 2025 · Advisor changed firm · fact
- A••• G• M••••• left A•••••• W••••• P••••••• L•• for Mariner (registered 2025-09-03)Feb 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address