DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••••• K•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedFort Collins, Codual registrantIAPD 2758595

Feed of 09/14/2026

Also filed as S••••••• K•••••

At current firm

4 y

since May 2, 2022

In the industry

24 y

since May 20, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since May 2, 2022 · Fort Collins, Co
I••• C•••••• former
Dec 1, 2015 to Apr 12, 2022 · Fort Collins, Co
U•• F•••••••• S••••••• I••• wirehouse
Oct 19, 2007 to Jan 29, 2014 · Fort Collins, Co
C•••••••• G••••• M•••••• I••• BD affiliated
May 21, 2002 to Oct 30, 2007 · Fort Collins, Co

Moves

a registration end followed by a registration begin elsewhere

I••• C•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 12, 2022, registered May 2, 2022 (20 days) · RIA to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to I••• C••••••
left Jan 29, 2014, registered Dec 1, 2015 (671 days) · Other
C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
left Oct 30, 2007, registered Oct 19, 2007 (-11 days) · Other

Signals

S••••••• K••••• left I••• C•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-05-02)
Apr 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address