DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Adam Ringler
Feed of 09/14/2026
At current firm
4 y
since Oct 1, 2021
In the industry
29 y
since Apr 2, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Onyx Bridge Wealth Group LLC independent RIA currentsince Oct 1, 2021 · Tarrytown, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 15, 2016 to Oct 4, 2021 · White Plains, Ny
- John Hancock Investment Management LLC asset managerJan 5, 2006 to Nov 21, 2007 · Boston, Ma
- Manulife Investment Management (US) LLC asset managerJan 5, 2006 to Nov 21, 2007 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Onyx Bridge Wealth Group LLCleft Oct 4, 2021, registered Oct 1, 2021 (-3 days) · Wirehouse to independent RIA
- John Hancock Investment Management LLC to Manulife Investment Management (US) LLCleft Nov 21, 2007, registered Jan 5, 2006 (-685 days) · Other
- Manulife Investment Management (US) LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Nov 21, 2007, registered Aug 15, 2016 (3190 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address