DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• V•••••• C••••

J••• M••••• S••••••••• L••wirehouseOceanside, Nydual registrantIAPD 2760637

Feed of 09/14/2026

Also filed as M•••••• C••••

At current firm

13 y

since Oct 1, 2012

In the industry

24 y

since Oct 15, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Oct 1, 2012 · Oceanside, Ny
C•••• I••••••••• S••••••• C•••• former
Nov 24, 2008 to Oct 1, 2012 · East Rockaway, Ny
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 11, 2007 to Nov 20, 2008 · Melville, Ny
T• A••••••••• I••• former
Oct 11, 2007 to Nov 20, 2008 · Huntington Station, Ny
E•••••• C•••••• M••••••••• L•• former
Jan 17, 2007 to Oct 5, 2007 · Jersey City, Nj
B•• M••••• S••••••••• C••••••••• other
Oct 13, 2003 to Oct 17, 2006 · Uniondale, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to C•••• I••••••••• S••••••• C••••
left Nov 20, 2008, registered Nov 24, 2008 (4 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Nov 20, 2008, registered Oct 11, 2007 (-406 days) · channel change inside one enterprise, not a move
E•••••• C•••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 5, 2007, registered Oct 11, 2007 (6 days) · Other
B•• M••••• S••••••••• C••••••••• to E•••••• C•••••• M••••••••• L••
left Oct 17, 2006, registered Jan 17, 2007 (92 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address