DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mayo M Woodward
Feed of 09/14/2026
Also filed as Mayo Malone Woodward
At current firm
7 y
since May 28, 2019
In the industry
30 y
since Jul 15, 1996 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Trust Advisory Group Ltd independent RIA currentsince Jan 16, 2025 · Birmingham, Al
- Stonex Advisors Inc. BD affiliated currentsince May 28, 2019 · Birmingham, Al
- Pruco Securities, LLC no RAUMOct 31, 2017 to May 2, 2019 · Birmingham, Al
- Park Avenue Securities LLC BD affiliatedMar 1, 2017 to Oct 10, 2017 · Birmingham, Al
- Bb&T Securities, LLC formerJan 28, 2015 to Sep 16, 2016 · Birmingham, Al
- Ameriprise Financial Services, LLC national BDNov 24, 2008 to Feb 9, 2015 · Birmingham, Al
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 23, 2006 to Nov 19, 2008 · Tuscaloosa, Al
- Morgan Stanley Dw Inc. unclassifiedJul 17, 1996 to Jun 5, 2006 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to Stonex Advisors Inc.left May 2, 2019, registered May 28, 2019 (26 days) · Affiliated broker-dealer or bank to another
- Park Avenue Securities LLC to Pruco Securities, LLCleft Oct 10, 2017, registered Oct 31, 2017 (21 days) · Other
- Bb&T Securities, LLC to Park Avenue Securities LLCleft Sep 16, 2016, registered Mar 1, 2017 (166 days) · Other
- Ameriprise Financial Services, LLC to Bb&T Securities, LLCleft Feb 9, 2015, registered Jan 28, 2015 (-12 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLCleft Nov 19, 2008, registered Nov 24, 2008 (5 days) · Wirehouse to affiliated broker-dealer or bank
- Morgan Stanley Dw Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 5, 2006, registered Jun 23, 2006 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address