RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• L••• S•••••••
- C••••••• P••••••• I••••••••• A•••••••• L•• i••••••••• manager currentsince Aug 14, 2025 · Newport Beach, Ca
- C•• S•••• formerMay 9, 2019 to Dec 10, 2025 · Oakbrook Terrace, Il
- G••••••••• I••••••••• asset managerMar 4, 2014 to Jun 8, 2017 · New York, Ny
- G••••••••• I••••••••• asset managerDec 2, 2003 to Nov 4, 2008 · Chicago, Il
- G••••••••• F•••• D••••••••• L•• asset managerJun 26, 2003 to May 11, 2004 · Schaumburg, Il
- C•• S•••• to C••••••• P••••••• I••••••••• A•••••••• L••left Dec 10, 2025, registered Aug 14, 2025 (-118 days) · Other · moved with a team
- G••••••••• I••••••••• to C•• S••••left Jun 8, 2017, registered May 9, 2019 (700 days) · Other
- G••••••••• I••••••••• to G••••••••• I•••••••••left Nov 4, 2008, registered Mar 4, 2014 (1946 days) · channel change inside one enterprise, not a move
- G••••••••• F•••• D••••••••• L•• to G••••••••• I•••••••••left May 11, 2004, registered Dec 2, 2003 (-161 days) · Other
- A•• L••• S••••••• left C•• S•••• for C••••••• P••••••• I••••••••• A•••••••• L•• (registered 2025-08-14)Dec 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• MANAGERderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address