DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Creative Planning Institutional Advisors, LLC
Latest filing Aug 25, 2026
First filing on the tape Mar 21, 2012 · 94 filings
SEC status approved since May 31, 2005
RAUM
$38B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.4%
$523M individuals and HNW
Advisors
95
registered through the firm on IAPD
RAUM per advisor
$395M
derived; firm RAUM over IAPD count
Employees
195
112 advisory (5.B.1)
Offices
23
beyond the principal office
Private funds
0
reported on Schedule D
History
94 filings and snapshots on the tape
RAUM$38B as of Aug 25, 2026
Mar 21, 2012$14B then
HNW client RAUM$469M as of Aug 25, 2026
Mar 28, 2018$194M then
State-registered IARs (5.B.3)106 as of Aug 25, 2026
Feb 5, 201337 then
Employees (5.A)195 as of Aug 25, 2026
Feb 5, 2013100 then
Private funds: no history
RAUM -84% over the last fiscal year-38% a year over threeIARs 142 to 106offices 36 to 23
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $395MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $28.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 4.0derived24 offices incl. principal (1.F.5)
- RAUM growth, one year
- -84%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -95%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$36B95%
- State and municipal entities$1.3B3.5%
- High-net-worth individuals$469M1.2%
- Individuals$54.8M0.1%
- Corporations and businesses$35.9M0.1%
- Individual clients
- 124reported
- HNW clients
- 95reported
- Pension plan clients
- 668reported
- Charitable clients
- n/areported
- Accounts
- 1,301reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.01 fund_share=0.0 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
71 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Craig Hammonds | Newport Beach, Ca | Sep 22, 2003 | 37 y | 1 |
| Robert Todd Trethewey | Newport Beach, Ca | Jan 1, 2007 | 19 y | 0 |
| Stephen Richard Popper | Newport Beach, Ca | Jan 3, 2007 | 26 y | 0 |
| John Phillip Evans | Newport Beach, Ca | Jan 24, 2007 | 25 y | 1 |
| Jeffrey Michael Petrone | West Palm Beach, Fl | Jan 30, 2008 | 22 y | 1 |
| Nichole Reidy Labott | Newport Beach, Ca | Mar 25, 2009 | 19 y | 1 |
| Clinton Edward Heine | Newport Beach, Ca | Mar 30, 2009 | 24 y | 1 |
| Robert John Patton | Newport Beach, Ca | Jun 5, 2009 | 30 y | 2 |
| David Shnapek | Newport Beach, Ca | Jul 10, 2009 | 31 y | 2 |
| Mark Stevens Forkey | Newport Beach, Ca | Jul 22, 2009 | 33 y | 1 |
| Jeffrey Micheal Gratton | Wayzata, Mn | Jan 9, 2012 | 16 y | 1 |
| Michael Andrew Coelho | Austin, Tx | Apr 19, 2012 | 27 y | 8 |
| Justin Frederick Bogart | Newport Beach, Ca | Feb 5, 2013 | 23 y | 0 |
| Julie Jiyoun Kim | Newport Beach, Ca | Apr 11, 2013 | 19 y | 2 |
| Nicholas Lawrence Jahn | Knoxville, Tn | Aug 8, 2013 | 15 y | 4 |
| Richard A Ginel | Knoxville, Tn | Aug 14, 2013 | 20 y | 2 |
| Garrett Justin Stinson | Newport Beach, Ca | Mar 4, 2014 | 29 y | 1 |
| Jon Clarke Chambers | Newport Beach, Ca | Apr 2, 2014 | 29 y | 1 |
| Christopher Gerard Reagan | Chicago, Il | Nov 3, 2014 | 38 y | 2 |
| Kevin Michael Kaiser | Glenview, Il | Nov 3, 2014 | 30 y | 2 |
| William Robert Posch | Newport Beach, Ca | Jan 9, 2015 | 25 y | 7 |
| Matthew Thomas Anderson | Glenview, Il | Apr 20, 2015 | 15 y | 1 |
| Catherine Constance Christ | Newport Beach, Ca | May 6, 2015 | 16 y | 2 |
| Rodney Balbuena | Newport Beach, Ca | May 6, 2015 | 22 y | 2 |
| Kerrie Jm Casey | Newport Beach, Ca | Sep 25, 2015 | 30 y | 1 |
| Mark Malcolm Foster | Newport Beach, Ca | Oct 5, 2015 | 13 y | 0 |
| Stuart James Payment | Portland, Or | Apr 8, 2016 | 12 y | 1 |
| Jacob Samuel Oshaughnessy | Newport Beach, Ca | Apr 13, 2016 | 27 y | 1 |
| Ann Felkner Cheu | Redwood City, Ca | May 11, 2016 | 14 y | 1 |
| David Wayde Lum | Honolulu, Hi | May 23, 2016 | 10 y | 0 |
| Robert John Noll | Wayzata, Mn | Sep 14, 2016 | 23 y | 1 |
| Ryan James Biggs | Scottsdale, Az | Sep 18, 2017 | 10 y | 0 |
| Patrick Thomas RaynorChartered Financial Analyst | Omaha, Ne | Oct 20, 2017 | 10 y | 0 |
| Lucas M Barton | Newport Beach, Ca | Oct 10, 2018 | 20 y | 2 |
| Rodney Kauffman | Newport Beach, Ca | Feb 19, 2019 | 11 y | 0 |
| Brian Mahoney | Boston, Ma | Jul 2, 2019 | 18 y | 0 |
| Thomas John Arcuri | Phoenix, Az | Oct 10, 2019 | 19 y | 0 |
| Jonathan Edward St. Clair | Newport Beach, Ca | Jan 29, 2020 | 14 y | 0 |
| Deanna Powell Spivey | Glen Alen, Va | Jan 29, 2020 | 24 y | 1 |
| Margarita Cross | Redwood City, Ca | Sep 17, 2020 | 11 y | 2 |
Advisor movement
23 left, 2 joined in 12 months
net -21 in 12 months3 left in 90 days1 joined in 90 daysdeparture rate 24% of current headcount45 left over 36 months
Left, latest
- Sarah Elizabeth Parker to Fiduciary Advisors, LLCAug 4, 2026 · Other
- Lester Scott Pyle to Cetera Investment Advisers LLCAug 3, 2026 · Other
- John Michael Schindler to Cetera Investment Advisers LLCJul 14, 2026 · Other
- Kasi Richardson Boyles to OnedigitalApr 3, 2026 · Other
- Henry Dean Levis to Global Retirement Partners LLCApr 2, 2026 · Other
- Michael Stuart Rankin to Cetera Investment Advisers LLCApr 2, 2026 · Other
- Sam George Launder to Global Retirement Partners LLCApr 2, 2026 · Other
- Colin Michael Rogers to Dimensional Fund Advisors LPApr 1, 2026 · Other
- Sherise Lanay Steele to Cetera Investment Advisers LLCMar 17, 2026 · Other
- Sophie Anne Benander to Sentinel Pension Advisors, LLC.Mar 17, 2026 · Other
- Bismarck O. Darko to Cetera Investment Advisers LLCMar 16, 2026 · Other
- Brock Martin Becker to Sageview Private Client Group, LLCMar 13, 2026 · Other
- Jennifer Marie Jorgenson to Global Retirement Partners LLCJan 29, 2026 · Other
- Mallory Armijo to Prime Capital FinancialJan 26, 2026 · Other
- Gregory Andrew Koehler to Cetera Investment Advisers LLCJan 26, 2026 · Other
Joined, latest
- Jeffrey Todd Brewer from Osaic Fa, Inc.Jul 20, 2026 · Other
- Alexis Erin Gallati from Forta Financial Group, Inc.Jan 1, 2026 · Other
- Christopher John Logiurato from Vanguard Advisers, Inc.Sep 16, 2025 · Other
- Amy Lynn Sullivan from Cap StratAug 14, 2025 · Other
- Alison Anne Bettonville from Cap StratAug 14, 2025 · Other
- Michael Adrian Rarey from Cap StratAug 14, 2025 · Other
- Colin Michael Rogers from Cap StratAug 1, 2025 · Other
- Molly Mcquillan Powers from Cap StratJul 23, 2025 · Other
- Carrie Walters Shapiro from Cap StratJul 23, 2025 · Other
- Michael Alan Warford from Cap StratJul 22, 2025 · Other
- Samir Ahmed from Avantax Planning Partners, Inc.Jul 15, 2025 · Other
- Sherise Lanay Steele from Forthright CapitalApr 16, 2025 · Other
- Michael Christian Eriquez from Equitable Advisors, LLCJan 8, 2025 · Other
- Doug Michael O'Rear from Global Retirement Partners LLCDec 2, 2024 · Other
- Monica Kostrzewa Ivins from Rather & Kittrell, Inc.Sep 17, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Global Retirement Partners LLCApr 2, 2026 · Irvine, Ca
- 4 left for Osaic Advisory Services, LLCJan 5, 2024 · Newport Beach, Ca
- 2 left for Osaic Advisory Services, LLCJan 5, 2024 · Bloomfield Hills, Mi
- 2 left for LPL Financial LLCMay 31, 2023 · Newport Beach, Ca
- 2 left for Cetera Investment Advisers LLCJul 12, 2017 · Newport Beach, Ca
- 7 joined from Cap StratDec 10, 2025 · Oakbrook Terrace, Il · Firm absorbed
- 5 joined from Cetera Investment Advisers LLCJan 9, 2024 · Bloomfield Hills, Mi
- 2 joined from OnedigitalNov 22, 2023 · Overland Park, Ks
- 3 joined from Cetera Advisor Networks LLCJun 29, 2023 · Newport Beach, Ca
- 2 joined from Cetera Investment Advisers LLCJun 21, 2023 · Livonia, Mi
- 2 joined from Summit Financial Consultants, Inc.Dec 22, 2022 · Westlake Village, Ca
- 4 joined from Capital One Investing, Inc.Apr 14, 2022 · Mclean, Va
- 2 joined from World Investment Advisors, LLCMar 16, 2022 · Castaic, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Katarzyna Dagmara Frankowska · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- Turnbull John Longley · Chief Executive Officercontrolsince 09/2023 · owns less than 5%
- Irina Natasha Pfeiffer · Chief Legal Officercontrolsince 06/2023 · owns less than 5%
- Tyler Jonathan Upham · Presidentcontrolsince 02/2015 · owns less than 5%
- Marie Christina Walsh · Chief Financial Officercontrolsince 04/2024 · owns less than 5%
Entity owners
- Aq Sage Buyer, LLC · Direct Ownerdirect · owns 75% or more
- Afsf IV Aiv A L.P. · Limited Partnerindirect · owns 50% to 75% of Aq Sage Parent, L.P.
- Aq Sage Intermediate I, LLC · Memberindirect · owns 75% or more of Aq Sage Intermediate II, LLC
- Aq Sage Intermediate II, LLC · Memberindirect · owns 75% or more of Aq Sage Buyer, LLC
- Aq Sage Parent G.P., LLC · General Partnerindirect · owns F of Aq Sage Parent, L.P.
- Aq Sage Parent, L.P. · Limited Partnerindirect · owns 75% or more of Aq Sage Intermediate I, LLC
- Aquiline Capital Partners IV Gp (Offshore) Ltd. · General Partnerindirect · owns F of Afsf IV Aiv A L.P.
Related persons
Schedule D 7.A
- Sageview Insurance Services, Inc.real estaten
- Sageview Private Client Group, LLCinvestment advisern
- Sageview Retirement Plan ConsultantsLP sponsorn
Advisers that list Creative Planning Institutional Advisors, LLC as a related person
- 134997 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newport Beach, Ca · principal | 89 | 7 | 8 | ||
| Knoxville, Tn | 10 | 2 | 0 | ||
| Boston, Ma | 7 | 0 | 0 | ||
| Redwood City, Ca | 7 | 0 | 1 | ||
| Westlake Village, Ca | 4 | 0 | 1 | ||
| Eden Prairie, Mn | 4 | 0 | 1 | ||
| West Palm Beach, Fl | 4 | 0 | 0 | ||
| Glenview, Il | 3 | 0 | 0 | ||
| Portland, Or | 3 | 0 | 0 | ||
| Chicago, Il | 3 | 0 | 1 | ||
| Wayzata, Mn | 3 | 0 | 0 | ||
| Atlanta, Ga | 2 | 0 | 0 | ||
| Glen Allen, Va | 2 | 0 | 0 | ||
| Louisville, Co | 2 | 0 | 0 | ||
| Pheonix, Az | 2 | 0 | 0 | ||
| Phoenix, Az | 2 | 0 | 0 | ||
| Scottsdale, Az | 2 | 1 | 0 | ||
| Valencia, Ca | 2 | 0 | 0 | ||
| San Diego, Ca | 2 | 0 | 0 | ||
| Fulton, Md | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Knoxville, TN17 employees
- Pheonix, AZ8 employees
- Redwood City, CA7 employees
- Eden Prairie, MN6 employees
- Boston, MA6 employees
- Glen Allen, VA5 employees
- Wayzata, MN5 employees
- Westlake Village, CA4 employees
- Chicago, IL4 employees
- West Palm Beach, FL3 employees
- Glenview, IL3 employees
- Irving, TX2 employees
- Deer Park, IL2 employees
- Fulton, MD2 employees
- Honolulu, HI2 employees
- Irvine, CA2 employees
- Atlanta, GA2 employees
- Kansas City, MO2 employees
- Louisville, CO2 employees
- Portland, OR2 employees
- San Diego, CA2 employees
- Southlake, TX2 employees
- Valencia, CA2 employees
- Fort Wayne, IN1 employees
- Culver City, CA1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 31, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $238,552,018,915 to $37,502,470,791, advisors 142 to 106, private clients 4757 to 219, offices 36 to 23 (2025-03-31 to 2026-03-31)peers: institutional managers, $20B and over (90)
- account count collapseChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 13,295.0 to 1,301.0 (-90.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (35 comparable advisers, 0.0th percentile of changes)peers: institutional managers, $20B and over (35) · 0.0% percentile
- client count collapseChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 4,757.0 to 219.0 (-95.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +14.0% (16 comparable advisers, 7.0th percentile of changes)peers: institutional managers, $20B and over (16) · 6.7% percentile
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 16.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: institutional managers, $20B and over (90)
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $238,552,018,915 to $37,502,470,791 (-84.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (83 comparable advisers, 0.0th percentile of changes)peers: institutional managers, $20B and over (83) · 0.0% percentile
What changed
consecutive filings, newest first
- Business name · SAGEVIEW ADVISORY GROUP, LLC to CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLCMar 31, 2026 to Aug 25, 2026
- Legal name · SAGEVIEW ADVISORY GROUP, LLC to CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLCMar 31, 2026 to Aug 25, 2026
- State-registered IARs · 142 to 106Jan 21, 2026 to Mar 31, 2026
- Other offices · 37 to 23Jan 21, 2026 to Mar 31, 2026
- Discretionary RAUM · $37B to $38BJan 21, 2026 to Mar 31, 2026
- HNW RAUM · $2.5B to $469MJan 21, 2026 to Mar 31, 2026
- Individual RAUM · $800M to $54.8MJan 21, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $201B to $0Jan 21, 2026 to Mar 31, 2026
- Pension RAUM · $226B to $36BJan 21, 2026 to Mar 31, 2026
- RAUM · $239B to $38BJan 21, 2026 to Mar 31, 2026
- Accounts · 13,295 to 1,301Jan 21, 2026 to Mar 31, 2026
- Advisory employees · 133 to 112Jan 21, 2026 to Mar 31, 2026
- Advisory activities · 6 to 5Jan 21, 2026 to Mar 31, 2026
- BD registered reps · 86 to 0Jan 21, 2026 to Mar 31, 2026
- Charity clients · 7.0 to unsetJan 21, 2026 to Mar 31, 2026
- Corporate clients · 57 to 9Jan 21, 2026 to Mar 31, 2026
- HNW clients · 1,221 to 95Jan 21, 2026 to Mar 31, 2026
- Individual clients · 3,536 to 124Jan 21, 2026 to Mar 31, 2026
- Pension plan clients · 2,563 to 668Jan 21, 2026 to Mar 31, 2026
- Assets in custody · 691324585.0 to unsetJan 21, 2026 to Mar 31, 2026
- Custody of client assets · true to falseJan 21, 2026 to Mar 31, 2026
- Employees · 248 to 195Jan 21, 2026 to Mar 31, 2026
- Insurance-licensed employees · 14 to 25Jan 21, 2026 to Mar 31, 2026
- Financial planning clients · 11-25 to Jan 21, 2026 to Mar 31, 2026
- Related insurance company · false to trueNov 11, 2025 to Dec 26, 2025
- Other offices · 36 to 37Aug 20, 2025 to Nov 11, 2025
- Financial planning clients · 11-25 to 11-25May 29, 2025 to Jul 24, 2025
- Accounts · 34,543 to 13,295Nov 7, 2024 to Mar 31, 2025
- Advisory employees · 131 to 133Nov 7, 2024 to Mar 31, 2025
- BD registered reps · 85 to 86Nov 7, 2024 to Mar 31, 2025
- Charity clients · 4 to 7Nov 7, 2024 to Mar 31, 2025
- Corporate clients · 53 to 57Nov 7, 2024 to Mar 31, 2025
- HNW clients · 900 to 1,221Nov 7, 2024 to Mar 31, 2025
- Individual clients · 9,871 to 3,536Nov 7, 2024 to Mar 31, 2025
- Pension plan clients · 2,250 to 2,563Nov 7, 2024 to Mar 31, 2025
- Assets in custody · $921M to $691MNov 7, 2024 to Mar 31, 2025
- Employees · 262 to 248Nov 7, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 11-25Nov 7, 2024 to Mar 31, 2025
- State-registered IARs · 139 to 142Nov 7, 2024 to Mar 31, 2025
- Discretionary RAUM · $22B to $37BNov 7, 2024 to Mar 31, 2025
Signals
60 dated events
- Sarah Elizabeth Parker left Creative Planning Institutional Advisors, Llc for Fiduciary Advisors, Llc (registered 2026-08-12)Aug 4, 2026 · Advisor changed firm · fact
- Lester Scott Pyle left Creative Planning Institutional Advisors, Llc for Cetera Investment Advisers Llc (registered 2023-06-29)Aug 3, 2026 · Advisor changed firm · fact
- John Michael Schindler left Creative Planning Institutional Advisors, Llc for Cetera Investment Advisers Llc (registered 2024-04-23)Jul 14, 2026 · Advisor changed firm · fact
- Kasi Richardson Boyles left Creative Planning Institutional Advisors, Llc for Onedigital (registered 2026-04-06)Apr 3, 2026 · Advisor changed firm · fact
- Henry Dean Levis left Creative Planning Institutional Advisors, Llc for Global Retirement Partners Llc (registered 2026-04-01)Apr 2, 2026 · Advisor changed firm · fact
- Sam George Launder left Creative Planning Institutional Advisors, Llc for Global Retirement Partners Llc (registered 2026-04-01)Apr 2, 2026 · Advisor changed firm · fact
- Michael Stuart Rankin left Creative Planning Institutional Advisors, Llc for Cetera Investment Advisers Llc (registered 2023-06-29)Apr 2, 2026 · Advisor changed firm · fact
- 2 advisors left Creative Planning Institutional Advisors, LLC (Newport Beach, CA) for Global Retirement Partners LLC on the same dayApr 2, 2026 · Team lift-out · derived
- Colin Michael Rogers left Creative Planning Institutional Advisors, Llc for Dimensional Fund Advisors Lp (registered 2026-04-08)Apr 1, 2026 · Advisor changed firm · fact
- Creative Planning Institutional Advisors, Llc reported 23 offices beyond its principal office, down from 37 (2026-01-21 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Creative Planning Institutional Advisors, Llc reported 106 state-registered advisory representatives, down from 142 (2026-01-21 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Creative Planning Institutional Advisors, Llc reported RAUM $37.5B, down 84% from $238.6B (2026-01-21 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Sophie Anne Benander left Creative Planning Institutional Advisors, Llc for Sentinel Pension Advisors, Llc. (registered 2026-08-21)Mar 17, 2026 · Advisor changed firm · fact
- Sherise Lanay Steele left Creative Planning Institutional Advisors, Llc for Cetera Investment Advisers Llc (registered 2025-05-30)Mar 17, 2026 · Advisor changed firm · fact
- Bismarck O. Darko left Creative Planning Institutional Advisors, Llc for Cetera Investment Advisers Llc (registered 2024-05-16)Mar 16, 2026 · Advisor changed firm · fact
- Brock Martin Becker left Creative Planning Institutional Advisors, Llc for Sageview Private Client Group, Llc (registered 2015-03-09)Mar 13, 2026 · Advisor changed firm · fact
- Jennifer Marie Jorgenson left Creative Planning Institutional Advisors, Llc for Global Retirement Partners Llc (registered 2026-01-08)Jan 29, 2026 · Advisor changed firm · fact
- Gregory Andrew Koehler left Creative Planning Institutional Advisors, Llc for Cetera Investment Advisers Llc (registered 2023-06-29)Jan 26, 2026 · Advisor changed firm · fact
- Mallory Armijo left Creative Planning Institutional Advisors, Llc for Prime Capital Financial (registered 2026-01-29)Jan 26, 2026 · Advisor changed firm · fact
- William Lawrence Kessel left Creative Planning Institutional Advisors, Llc for Osaic Advisory Services, Llc (registered 2026-01-05)Jan 20, 2026 · Advisor changed firm · fact
- David O'Day left Creative Planning Institutional Advisors, Llc for Empirical Wealth Management (registered 2026-05-06)Jan 20, 2026 · Advisor changed firm · fact
- Sharina Maria Merid left Creative Planning Institutional Advisors, Llc for Cetera Advisor Networks Llc (registered 2021-02-04)Jan 9, 2026 · Advisor changed firm · fact
- Nicholas Stephen Lamb left Creative Planning Institutional Advisors, Llc for Cetera Advisors Llc (registered 2024-03-15)Jan 2, 2026 · Advisor changed firm · fact
- Nicholas David Faller left Creative Planning Institutional Advisors, Llc for Cetera Advisor Networks Llc (registered 2023-02-24)Dec 19, 2025 · Advisor changed firm · fact
- Randall Craig Long left Creative Planning Institutional Advisors, Llc for Sortino Investment Management, Llc (registered 2007-01-04)Dec 18, 2025 · Advisor changed firm · fact
- Cap Strat's advisors moved to Creative Planning Institutional Advisors, LLC (Oakbrook Terrace, IL): 7 of 8 registered, on the same dayDec 10, 2025 · Firm absorbed (people side) · derived
- Dagmara Katarzyna Frankowska left Creative Planning Institutional Advisors, Llc for Btg Pactual Asset Management Us , Llc (registered 2025-12-09)Dec 9, 2025 · Advisor changed firm · fact
- Jonathan Clinton Campbell left Creative Planning Institutional Advisors, Llc for Rfg Advisory, Llc (registered 2025-09-08)Oct 14, 2025 · Advisor changed firm · fact
- Caleb Andrew Smith left Creative Planning Institutional Advisors, Llc for Westmoor Wealth Llc (registered 2026-01-02)Aug 14, 2025 · Advisor changed firm · fact
- Alice Regan left Creative Planning Institutional Advisors, Llc for Summitpoint Capital Management (registered 2025-09-25)Jul 18, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 833-416-4702reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 866-273-2848reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 866-427-4015reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/SAGEVIEW-ADVISORY-GROUPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sageviewwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-814-8742reportedpublic record, Form ADV, Aug 25, 2026
- Contact form
- creativeplanning.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $395Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026