DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Annette Marie Crowley
Feed of 09/15/2026
Also filed as Annette Papasodero
At current firm
10 y
since Jun 21, 2016
In the industry
30 y
since Aug 28, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 21, 2016 · West Palm Beach, Fl
- U.S. Financial Advisors formerApr 14, 2015 to Jun 6, 2016 · Mashpee, Ma
- Citizens Securities, Inc. BD affiliatedOct 17, 2011 to Apr 14, 2015 · Orleans, Ma
- Osaic Institutions, Inc. BD affiliatedAug 3, 2004 to Oct 12, 2011 · Chatham, Ma
Moves
a registration end followed by a registration begin elsewhere
- U.S. Financial Advisors to LPL Financial LLCleft Jun 6, 2016, registered Jun 21, 2016 (15 days) · Other
- Citizens Securities, Inc. to U.S. Financial Advisorsleft Apr 14, 2015, registered Apr 14, 2015 (0 days) · Other
- Osaic Institutions, Inc. to Citizens Securities, Inc.left Oct 12, 2011, registered Oct 17, 2011 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address