RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• K••• F••••
- J•••••••• I••••••••• A••••••• L•• mixed wealth currentsince May 25, 2023 · Atlanta, Ga
- L••••••• A•••• M••••••••• L•• asset managerNov 19, 2009 to Aug 14, 2023 · Atlanta, Ga
- D••••••• B••• S••••••••• I••• no RAUMOct 6, 2005 to Oct 25, 2005 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseOct 5, 2005 to Dec 2, 2009 · Atlanta, Ga
- C••••• S••••• S••••••••• •••• L•• formerSep 27, 2004 to Oct 13, 2005 · Atlanta, Ga
- L••••••• A•••• M••••••••• L•• to J•••••••• I••••••••• A••••••• L••left Aug 14, 2023, registered May 25, 2023 (-81 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to D••••••• B••• S••••••••• I•••left Dec 2, 2009, registered Oct 6, 2005 (-1518 days) · Other
- D••••••• B••• S••••••••• I••• to L••••••• A•••• M••••••••• L••left Oct 25, 2005, registered Nov 19, 2009 (1486 days) · Other
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Oct 13, 2005, registered Oct 5, 2005 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address