DFX Intelligence
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Registered advisor
M•••••• D••••• S••••
Feed of 09/14/2026
Also filed as M•••••• D••••• F••••••••• D• S••••
At current firm
1 y
since May 9, 2025
In the industry
29 y
since Dec 9, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 9, 2025 · Atlanta, Ga
- M••••• S•••••• wirehouseSep 22, 2022 to May 20, 2025 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseMay 23, 2018 to Sep 1, 2022 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 1, 2016 to Apr 30, 2018 · Stockbridge, Ga
- S••••••• I••••••••• S•••••••• I••• formerMay 12, 2016 to Dec 31, 2016 · Stockbridge, Ga
- W•••• F•••• A••••••• wirehouseJun 9, 2011 to May 4, 2016 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left May 20, 2025, registered May 9, 2025 (-11 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Sep 1, 2022, registered Sep 22, 2022 (21 days) · Wirehouse to wirehouse · moved with a team
- T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Apr 30, 2018, registered May 23, 2018 (23 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 1, 2016 (-121 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left May 4, 2016, registered May 12, 2016 (8 days) · Other · moved with a team
Signals
- ••• LockedMay 20, 2025 · Advisor changed firm · fact
- ••• LockedSep 1, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address