RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••••• B•••••••
- A•••••• R••••••• C•••••• independent RIA currentsince Jan 21, 2025 · Dallas, Tx
- B••••••• W••••• M••••••••• unclassifiedJul 8, 2014 to Sep 30, 2019 · Oxford, Ms
- N••• F•••••••• G••••• I••• formerFeb 10, 2009 to Jul 8, 2014 · Oxford, Ms
- A•••••• A••••••• S••••••• formerSep 26, 2001 to Feb 13, 2009 · Oxford, Ms
- B••••••• W••••• M••••••••• to A•••••• R••••••• C••••••left Sep 30, 2019, registered Jan 21, 2025 (1940 days) · Other
- N••• F•••••••• G••••• I••• to B••••••• W••••• M•••••••••left Jul 8, 2014, registered Jul 8, 2014 (0 days) · Other
- A•••••• A••••••• S••••••• to N••• F•••••••• G••••• I•••left Feb 13, 2009, registered Feb 10, 2009 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address