RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•• J•••• W•••••••••
- P•••••••• S••••••••• I••• BD affiliated currentsince Nov 20, 2023 · Dublin, Oh
- I••••• F•••••••• C••••••••• formerApr 24, 2009 to Apr 5, 2011 · Worthington, Oh
- F•• S••••••••• C••••••••• formerOct 18, 2005 to Apr 21, 2009 · Jacksonville, Fl
- S••••• F•••••••• S•••••••• I••• formerMay 25, 2005 to Oct 7, 2005 · Columbus, Oh
- V•••••• A•••••••• I••• BD affiliatedJun 17, 2003 to May 19, 2005 · Columbus, Oh
- P•••••••• S••••••••• I••• BD affiliatedJan 30, 2003 to Jun 2, 2003 · Columbus, Oh
- I••••• F•••••••• C••••••••• to P•••••••• S••••••••• I•••left Apr 5, 2011, registered Nov 20, 2023 (4612 days) · Other
- F•• S••••••••• C••••••••• to I••••• F•••••••• C•••••••••left Apr 21, 2009, registered Apr 24, 2009 (3 days) · Other
- S••••• F•••••••• S•••••••• I••• to F•• S••••••••• C•••••••••left Oct 7, 2005, registered Oct 18, 2005 (11 days) · Other
- V•••••• A•••••••• I••• to S••••• F•••••••• S•••••••• I•••left May 19, 2005, registered May 25, 2005 (6 days) · Other
- P•••••••• S••••••••• I••• to V•••••• A•••••••• I•••left Jun 2, 2003, registered Jun 17, 2003 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address