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RIA Intelligence
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Registered advisor
B••••• B•••••••••
Feed of 09/14/2026
Also filed as Brady B•••••••••
At current firm
0 y
since May 11, 2026
In the industry
27 y
since Oct 15, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 11, 2026 · San Antonio, Tx
- U•• F•••••••• S••••••• I••• wirehouseJun 15, 2004 to Apr 28, 2026 · Austin, Tx
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jun 2, 2004 · Houston, Tx
- P••••••••• E••••• G••••• L•• unclassifiedMay 29, 2001 to Jul 1, 2003 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Apr 28, 2026, registered May 11, 2026 (13 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jun 2, 2004, registered Jun 15, 2004 (13 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- B••••• B••••••••• left U•• F•••••••• S••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2026-05-11)Apr 28, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address